#2175593
Céatadán na sócmhainní cumhdaithe ag KPI i gcoibhneas le hinfheistíochtaí iomlána (AuM iomlán).
The percentage of assets covered by the KPI relative to total investments (total AuM).
Scag na torthaí
Bailiúcháin
35 toradh in 6 dhoiciméad
#2175827
Cóimheas glas le haghaidh sócmhainní faoi bhainistíocht (KPI AuM)
Green ratio for assets under management (AuM KPI)
#2188523
Sócmhainní faoi bhainistiú (AUM) – Sonraí breise
Assets under management - AUM additional detail
#2188524
Meánluach AUM iomlán laethúil
Average value of total monthly AUM
#2188684
Sócmhainní atá faoi bhainistiú (AUM) – sonraí breise
Assets under management - AUM additional details
#2188688
AUM iomlán (meánmhéideanna)
Total AUM (average amounts)
#2188689
Lena n-áirítear: AUM – Bainistiú punainne lánroghnach
Of which: AUM - Discretionary portfolio management
#2188690
Ar a bhfuil: AUM arna tharmligean go foirmiúil chuig eintiteas eile
Of which: AUM formally delegated to another entity
#2188691
AUM – Comhairle neamh-lánroghnach leanúnach
AUM - Ongoing non-discretionary advice
#2189173
Ar a bhfuil: AUM – Bainistíocht punainne lánroghnach
Of which: AUM – Discretionary portfolio management
#2189176
AUM – Comhairle neamh-lánroghnach leanúnach
AUM – Ongoing non-discretionary advice
#2189181
AUM le haghaidh an dara mí den ráithe dá dtagraítear sa tuarascáil.
AUM for the second month of the quarter the report refers to.
#2189183
AUM le haghaidh na chéad mhíosa den ráithe dá dtagraítear sa tuarascáil
AUM for the first month of the quarter the report refers to.
#2277627
Modhanna lena dtomhaistear an AUM i gcás socruithe comhairleacha neamh-lánroghnacha de chineál leanúnach
Methods for measuring the AUM in case of non-discretionary advisory arrangements of an ongoing nature
#2277631
Modhanna lena dtomhaistear an AUM i gcás bainistiú punainne lánroghnach
Methods for measuring the AUM in case of discretionary portfolio management
#2330795
K-AUM (sócmhainní faoi bhainistiú)
K-AUM (assets under management)
#2277600
D’fhonn tomhas comhsheasmhach AUM agus ASA a áirithiú agus K-AUM agus K-ASA á ríomh, ba cheart ionstraimí airgeadais a luacháil ag a luach cóir i gcomhréir le caighdeáin chuntasaíochta is infheidhme, ionas go mbeifear in ann margadhluach na n-ionstraimí airgeadais a léiriú, i gcás ina mbeidh fáil orthu.
In order to ensure a consistent measurement of AUM and ASA when calculating K-AUM and K-ASA, financial instruments should be valued at their fair value in accordance with applicable accounting standards, so as to allow the reflection of the market value of the financial instruments, where available.
#2175829
Beidh an mhodheolaíocht chun KPI AuM a ríomh mar a chéile leis an modheolaíocht le haghaidh bainisteoirí sócmhainní i gcomhréir le hIarscríbhinn III a ghabhann leis an Rialachán seo.
The methodology for the computation of the AuM KPI shall be the same as the methodology for asset managers in accordance with Annex III of this Regulation.
#2175968
Céatadán na sócmhainní cumhdaithe ag KPI i gcoibhneas le hinfheistíochtaí iomlána gnóthas árachais nó athárachais (AuM iomlán).
The percentage of assets covered by the KPI relative to total investments of insurance or reinsurance undertakings (total AuM).
#2189164
In I 06.00 tá dhá thábla ainmnithe ag gach ceann de na K-fhachtóirí AUM, ASA, CMH, COH agus DTF.
In I 06.00 each of the K-factors AUM, ASA, CMH, COH and DTF have two designated tables.
#2189168
I gcás AUM, comhfhreagraíonn sin do luach na sócmhainní faoi bhainistiú an lá deireanach den mhí mar a shonraítear in Airteagal 17 de Rialachán (AE) 2019/2033.
In case of AUM, this corresponds to the value of assets under management as of the last day of the month as specified in Article 17 of Regulation (EU) 2019/2033.
#2189171
Luach iomlán AUM mar mheán uimhríochtúil i gcomhréir le hAirteagal 17(1), an chéad fhomhír, de Rialachán (AE) 2019/2033.
Total AUM value as an arithmetic mean in accordance with Article 17(1), first subparagraph, of Regulation (EU) 2019/2033.
#2189179
AUM ag deireadh an tríú mí (i.e. an mhí is déanaí) den ráithe dá dtagraítear sa tuarascáil.
AUM for the end of the third month (i.e. the most recent) of the quarter the report refers to.
#2277632
Chun críocha Airteagal 17 de Rialachán (AE) 2019/2033, déanfar an AUM míosúil iomlán a thomhas i gcomhréir leis na nithe seo a leanas uile:
For the purposes of Article 17 of Regulation (EU) 2019/2033, the measurement of total monthly AUM shall be made in accordance with all of the following:
#2175572
Beidh an t-ainmneoir comhdhéanta de luach na Sócmhainní faoi Bhainistíocht (AuM) ar fad gan risíochtaí dá dtagraítear in Airteagal 7(1) den Rialachán seo mar thoradh ar ghníomhaíochtaí cnuasaitheacha agus aonair um bainistíocht punainne na mbainisteoirí sócmhainní.
The denominator shall consist of the value of all Asset under Management (AuM) without exposures referred to in Article 7(1) of this Regulation resulting from both collective and individual portfolio management activities of asset managers.
#2277595
I gcásanna eile, áfach, amhail “sócmhainní faoi bhainistiú” (AUM), “airgead cliaint atá ar seilbh” (CMH), “orduithe cliaint arna láimhseáil” (COH), “sócmhainní atá á gcoimirciú agus á riar” (ASA) agus “sreabhadh trádála laethúil” (DTF), bhainfeadh na modhanna chun na fachtóirí sin a thomhas tairbhe as tuilleadh soiléirithe.
However, in other cases such as ‘assets under management’ (AUM), ‘client money held’ (CMH), ‘client orders handled’ (COH), ‘assets safeguarded and administered’ (ASA) and ‘daily trading flow’ (DTF), the methods for measuring those factors would benefit from further clarifications.
#2277597
Ag cur san áireamh gur duine nádúrtha nó dlítheanach é gníomhaire faoi cheangal a ghníomhaíonn ach amháin thar ceann gnólachta infheistíochta áirithe agus faoi fhreagracht iomlán agus neamhchoinníollach an ghnólachta infheistíochta sin, is gá a áirithiú go n-áirítear aon ghníomhaíocht de chuid gníomhaire faoi cheangal in K-fhachtóirí AUM, ASA, CMH agus COH an ghnólachta infheistíochta.
Taking into account that a tied agent is a natural or legal person who acts only on behalf of a certain investment firm and under the full and unconditional responsibility of that investment firm, there is a need to ensure that any activity of a tied agent is included in AUM, ASA, CMH and COH K-factors of an investment firm.
#2277599
I bhfianaise an méid sin agus ar bhonn an tsainmhínithe ar “comhairle infheistíochta de chineál leanúnach” atá in Airteagal 4(1), pointe 21, de Rialachán (AE) 2019/2033, i gcás nach n-áirítear an tseirbhís choimhdeach réamhluaite, is gá a shonrú gur cheart aon sócmhainn faoi bhainistíocht a bhaineann leis an tseirbhís choimhdeach sin a eisiamh chun críocha an K-AUM a ríomh.
Against this background and also on the basis of the definition of the ‘investment advice of an ongoing nature’ in of Article 4(1), point 21, of Regulation (EU) 2019/2033, where the aforementioned ancillary service is not included, it is necessary to specify that any assets under management relating to that ancillary service should be excluded for the purposes of the calculation of the K-AUM.
#2277601
Ós rud é go bhfuil an riosca do chliaint a bhaineann le bainistiú an airgid thirim curtha san áireamh cheana féin le calabrú na comhéifeachta maidir le CMH i dTábla 1 d’Airteagal 15 de Rialachán (AE) 2019/2033, níor cheart na méideanna a áirítear i dtomhas CMH a chur san áireamh i dtomhas an AUM.
Since the calibration of the CMH coefficient in Table 1 of Article 15 of Regulation (EU) 2019/2033 already takes into account the risk to clients associated with the management of the cash, the amounts included in the measuring of the CMH should not be included in the measuring of the AUM.
#2277611
Dá bhrí sin, orduithe a bhaineann leis an tseirbhís choimhdeach dá dtagraítear in Iarscríbhinn I, Roinn B, pointe 3, a ghabhann le Treoir 2014/65/AE (comhairle le gnóthais maidir le struchtúr caipitil, straitéis thionsclaíoch agus ábhair ghaolmhara agus comhairle agus seirbhísí gaolmhara a bhaineann le cumaisc agus le ceannach gnóthas), ar orduithe iad a bhaineann le comhairle faoi idirbhearta idir infheisteoirí, i gcás idirbhearta airgeadais chorparáidigh nó idirbhearta cothromais phríobháidigh, níor cheart iad a áireamh i dtomhas an AUM, ná i dtomhas COH, toisc go bhfuil siad san áireamh leis na K-fhachtóirí sin cheana féin.
Therefore, orders related to the ancillary service referred to in Annex I, Section B, point 3, to Directive 2014/65/EU (advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings), which relate to advice on transactions between investors, in case of corporate finance or private equity transactions, should not be included in the measuring of the AUM, nor in that of the COH, as those K-factors already account for them.
#2277625
Chun críocha K-fhachtóirí maidir leis an riosca do chliaint (RtC) a thomhas i gcomhréir le hAirteagal 16 de Rialachán (AE) 2019/2033, áireoidh gnólacht infheistíochta laistigh de gach AUM, CMH, ASA agus COH dá dtagraítear in Airteagail 17, 18, 19 agus 20 den Rialachán sin, faoi seach, aon mhéid a bhaineann le seirbhísí infheistíochta agus gníomhaíochtaí an ghnólachta infheistíochta, arna ndéanamh ag aon ghníomhaire faoi cheangal atá cláraithe chun gníomhú thar a cheann.
For the purposes of measuring its Risk-to-Clients (RtC) K-factors in accordance with Article 16 of Regulation (EU) 2019/2033, an investment firm shall include within each of AUM, CMH, ASA and COH referred to in Articles 17, 18, 19 and 20 of that Regulation, respectively, any amounts that relate to the investment services and activities of the investment firm, carried out by any tied agents registered to act on its behalf.
#2277628
Chun críche a K-fhachtóirí RtC a thomhas i gcomhréir le hAirteagal 16 de Rialachán (AE) 2019/2033, ní áireoidh gnólacht infheistíochta laistigh dá AUM, dá dtagraítear in Airteagal 17 den Rialachán sin, aon mhéid sócmhainní a bhaineann le seirbhísí coimhdeacha dá dtagraítear in Iarscríbhinn I, Roinn B, pointe 3, a ghabhann le Treoir 2014/65/AE.
For the purpose of measuring its RtC K-factors in accordance with Article 16 of Regulation (EU) 2019/2033, an investment firm shall not include within its AUM, referred to in Article 17 of that Regulation, any amounts of assets that relate to ancillary services referred to in Annex I, Section B, point 3, to Directive 2014/65/EU.
#2277629
I gcás ina soláthraíonn gnólacht infheistíochta socruithe comhairleacha neamh-lánroghnacha de chineál leanúnach d’eintiteas earnála airgeadais eile a ghabhann bainistíocht punainne lánroghnach air féin, áireoidh sé laistigh dá AUM dá dtagraítear in Airteagal 17 de Rialachán (AE) 2019/2033 aon mhéid sócmhainní a bhaineann leis na socruithe comhairleacha neamh-lánroghnacha sin.
Where an investment firm provides non-discretionary advisory arrangements of an ongoing nature to another financial sector entity that undertakes discretionary portfolio management, it shall include within its AUM referred to in Article 17 of Regulation (EU) 2019/2033 any amounts of assets that relate to those non-discretionary advisory arrangements.
#3033008
Ioncam ó tháillí agus ó choimisiúin ó sheirbhísí seachas iasachtú agus sócmhainní faoi bhainistíocht (AuM)Nochtfaidh institiúidí faisnéis réamhbhreathnaitheach do na KPInna seo, lena n-áirítear faisnéis i dtéarmaí spriocanna, chomh maith leis na míniúcháin ábhartha ar an modheolaíocht a cuireadh i bhfeidhm.
Fees and commissions income from services other than lending and AuM.Instutitons shall disclose forward-looking information for these KPIs, including information in terms of targets, together with relevant explanations on the methodology applied.
#3241440
Tá na bearta dá bhforáiltear sa Rialachán seo i gcomhréir leis an tuairim ón gCoiste aum Fhabhair Ghinearálaithe dá dtagraítear Airteagal 39(3) de Rialachán (CE) Uimh. 978/2012,
The measures provided for in this Regulation are in accordance with the opinion of the Generalised Preferences Committee referred to in Article 39(3) of Regulation (EU) No 978/2012,