FINANCE|financing and investment
- aslach Tagairt Faomhadh an téarma seo mar chuid de Thionscadal Lex
- ga
- Comhthéacs 'Déanfaidh seirbhís theicniúil agus a pearsanra na catagóirí gníomhaíochtaí a bhfuil sí ainmnithe faoina gcomhair leis an oiread ionracais ghairmiúil agus is féidir agus leis an inniúlacht theicniúil is fearr sa réimse sonrach atá i gceist agus beidh sí saor ó gach brú nó gach aslach, go háirithe de chineál airgeadais, a d’fhéadfadh tionchar a imirt ar a breithiúnas nó ar thorthaí a cuid gníomhaíochtaí measúnaithe, go háirithe aon bhrú nó aon aslach ó dhaoine nó ó ghrúpaí daoine a bhfuil leas acu i dtorthaí na ngníomhaíochtaí sin.' Tagairt Rialachán (AE) Uimh. 168/2013 maidir le ceadú agus le faireachas margaidh ar fheithiclí dhá nó trí roth agus cuadrothair, CELEX:32013R0168/GA
- inducement
- en
- Sainmhíniú receiving fees, commissions or any monetary or non-monetary benefits paid or provided by any third party or a person acting on behalf of a third party (for example, issuers and product providers) relating to the provision of the service to clients Tagairt Directive 2014/65/EU on markets in financial instruments, CELEX:32014L0065
- Nóta The implementation of MiFID I resulted in different approaches to the application and interpretation of the inducements regime. MiFID II addresses these issues by preventing investment firms providing independent advice or portfolio management from accepting and retaining fees, commissions or any monetary or non-monetary benefits other than, under certain conditions, minor non-monetary benefits. In all other cases, investment firms are allowed to receive an inducement provided that disclosure is provided and that the inducement is designed to enhance the quality of the relevant service to the client and it does not impair compliance with the investment firm’s duty to act honestly, fairly and professionally in accordance with the best interest of its clients. Reference: Commission staff working document. Impact assessment accompanying the document Commission delegated regulation supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions, SWD(2016) 157 final, http://ec.europa.eu/transparency/regdoc/rep/10102/2016/EN/SWD-2016-157-F1-EN-MAIN-PART-1.PDF [29.10.2018]
