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  1. #1823403

    Ní bheidh an t-oifigeach imscrúdúcháin rannpháirteach i bpléití Bhord Maoirseoirí ÚEUM ná ní dhéanfaidh sé idiragairt ar aon bhealach eile i bpróiseas cinnteoireachta Bhord Maoirseoirí ÚEUM.

    The investigation officer shall not participate in the deliberations of ESMA’s Board of Supervisors or in any other way intervene in the decision-making process of ESMA’s Board of Supervisors.

    Regulation (EU) 2019/2175 of the European Parliament and of the Council of 18 December 2019 amending Regulation (EU) No?1093/2010 establishing a European Supervisory Authority (European Banking Authority), Regulation (EU) No?1094/2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), Regulation (EU) No?1095/2010 establishing a European Supervisory Authority (European Securities and Markets Authority), Regulation (EU) No?600/2014 on markets in financial instruments, Regulation (EU) 2016/1011 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds, and Regulation (EU) 2015/847 on information accompanying transfers of funds (Text with EEA relevance) (Text with EEA relevance)

  2. #1862820

    Ní bheidh an t-oifigeach imscrúdúcháin rannpháirteach i bpléití Bhord Maoirseoirí ÚEUM ná ní dhéanfaidh sé idiragairt ar aon bhealach eile i bpróiseas cinnteoireachta Bhord Maoirseoirí ÚEUM.

    The investigating officer shall not participate in the deliberations of ESMA's Board of Supervisors or in any other way intervene in the decision-making process of ESMA's Board of Supervisors.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  3. #1862960

    Déanfaidh Bord Maoirseoirí ÚEUM, le cinneadh, íocaíocht thréimhsiúil phionóis a ghearradh:

    ESMA's Board of Supervisors shall by decision impose a periodic penalty payment in order to compel:

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  4. #326286

    6. Ní bheidh an t-oifigeach imscrúdúcháin rannpháirteach i bpléití Bhord Maoirseoirí ÚEUM ná ní dhéanfaidh sé idiragairt ar aon bhealach eile i bpróiseas cinnteoireachta Bhord Maoirseoirí ÚEUM.

    6. The investigating officer shall not participate in the deliberations of ESMA's Board of Supervisors or in any other way intervene in the decision-making process of ESMA's Board of Supervisors.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  5. #326316

    Ní dhéanfaidh Bord Maoirseoirí ÚEUM a chuid cinntí a bhunú ach amháin ar na fionnachtana sin a raibh deis ag na daoine atá faoi réir na n-imeachtaí a dtuairimí a thabhairt ina leith.

    ESMA's Board of Supervisors shall base its decisions only on findings on which the persons subject to the proceedings have had the opportunity to comment.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  6. #326318

    Sa chás sin, féadfaidh Bord Maoirseoirí ÚEUM cinneadh eatramhach a ghlacadh agus tabharfaidh sé deis do na daoine lena mbaineann éisteacht a fháil a luaithe is féidir tar éis dó a chinneadh a dhéanamh.

    In such a case ESMA's Board of Supervisors may adopt an interim decision and shall give the persons concerned the opportunity to be heard as soon as possible after taking its decision.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  7. #326408

    1. Déanfaidh Bord Maoirseoirí ÚEUM, le cinneadh, íocaíocht thréimhsiúil phionóis a ghearradh:

    1. ESMA's Board of Supervisors shall by decision impose a periodic penalty payment in order to compel:

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  8. #326421

    Is ar na fionnachtana sin a raibh deis ag na daoine atá faoi réir na n-imeachtaí a dtuairimí a thabhairt ina leith, agus orthu sin amháin, a bhunóidh Bord Maoirseoirí ÚEUM a chuid cinntí.

    ESMA's Board of Supervisors shall base its decisions only on findings on which the persons subject to the proceedings have had the opportunity to comment.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  9. #1823400

    Tar éis don oifigeach imscrúdúcháin an comhad ina bhfuil a chinneadh nó a cinneadh a chur faoi bhráid Bhord Maoirseoirí ÚEUM, tabharfaidh sé fógra do na daoine atá faoi réir an imscrúdaithe.

    Upon submission of the file with his or her findings to ESMA’s Board of Supervisors, the investigation officer shall notify the persons who are subject to the investigation.

    Regulation (EU) 2019/2175 of the European Parliament and of the Council of 18 December 2019 amending Regulation (EU) No?1093/2010 establishing a European Supervisory Authority (European Banking Authority), Regulation (EU) No?1094/2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), Regulation (EU) No?1095/2010 establishing a European Supervisory Authority (European Securities and Markets Authority), Regulation (EU) No?600/2014 on markets in financial instruments, Regulation (EU) 2016/1011 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds, and Regulation (EU) 2015/847 on information accompanying transfers of funds (Text with EEA relevance) (Text with EEA relevance)

  10. #1862833

    Nuair atá na cinntí dá dtagraítear i mír 1 á ndéanamh aige, déanfaidh Bord Maoirseoirí ÚEUM cineál agus tromchúis an tsáraithe a chur san áireamh, ag féachaint do na critéir seo a leanas:

    When taking the decisions referred to in paragraph 1, ESMA's Board of Supervisors shall take into account the nature and seriousness of the infringement, having regard to the following criteria:

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  11. #1862838

    Sula nglacfaidh Bord Maoirseoirí ÚEUM na cinntí dá dtagraítear i bpointe (a), i bpointe (b) agus i bpointe (c) de mhír 1, cuirfidh sé an méid sin in iúl do ÚBE agus do ÚEÁPC.

    Before taking the decisions referred to in points (a), (b) and (c) of paragraph 1, ESMA's Board of Supervisors shall inform EBA and EIOPA thereof.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  12. #1862848

    Sula ndéanfar aon chinneadh faoi Airteagal 24(1), déanfaidh Bord Maoirseoirí ÚEUM an deis a thabhairt do na daoine atá faoi réir na n-imeachtaí éisteacht a fháil maidir le fionnachtana ÚEUM.

    Before taking any decision under Article 24(1), ESMA's Board of Supervisors shall give the persons subject to the proceedings the opportunity to be heard on ESMA's findings.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  13. #1862849

    Is ar na fionnachtana sin a raibh deis ag na daoine atá faoi réir na n-imeachtaí a dtuairimí a thabhairt ina leith, agus orthu sin amháin, a bhunóidh Bord Maoirseoirí ÚEUM a chuid cinntí.

    ESMA's Board of Supervisors shall base its decisions only on findings on which the persons subject to the proceedings have had the opportunity to comment.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  14. #1862851

    Sa chás sin, féadfaidh Bord Maoirseoirí ÚEUM cinneadh eatramhach a ghlacadh agus tabharfaidh sé deis do na daoine lena mbaineann éisteacht a fháil a luaithe is féidir tar éis dó a chinneadh a dhéanamh.

    In such a case ESMA's Board of Supervisors may adopt an interim decision and shall give the persons concerned the opportunity to be heard as soon as possible after taking its decision.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  15. #1863399

    Nuair a bheidh an comhad ina bhfuil a chuid cinntí a chur faoi bhráid Bhord Maoirseoirí ÚEUM ag an oifigeach imscrúdúcháin, tabharfaidh sé fógra faoin méid sin do na daoine atá faoi réir imscrúdúcháin.

    When submitting the file with his findings to ESMA's Board of Supervisors, the investigating officer shall notify that fact to the persons subject to investigation.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  16. #1989408

    An 26 Samhain 2020, fuair an Chomhairle an gearrliosta de thriúr iarrthóirí arna roghnú ag Bord Maoirseoirí ESMA do phost an Chathaoirligh ar ESMA.

    On 26 November 2020, the Council received the shortlist of three candidates selected by the ESMA’s Board of Supervisors for the position of ESMA Chair.

    Council Implementing Decision (EU) 2021/1822 of 15 October 2021 on the appointment of the Chair of the European Securities and Markets Authority (ESMA)

  17. #2838291

    Tar éis an nuashonraithe dá dtagraítear sa dara fomhír de mhír 3, féadfaidh Bord Maoirseoirí ESMA tuairimí a mhalartú.

    The update referred to in paragraph 3, second subparagraph, may be followed by an exchange of views at ESMA’s Board of Supervisors.

    Regulation (EU) 2023/1114 of the European Parliament and of the Council of 31 May 2023 on markets in crypto-assets, and amending Regulations (EU) No 1093/2010 and (EU) No 1095/2010 and Directives 2013/36/EU and (EU) 2019/1937 (Text with EEA relevance)

  18. #3041079

    Nuair a bheidh an comhad ina bhfuil a chuid cinntí nó a cuid cinntí á chur faoi bhráid Bhord Maoirseoirí ESMA ag an oifigeach imscrúdúcháin, tabharfaidh sé nó sí fógra faoin méid sin do na daoine atá faoi réir imscrúduithe.

    Upon submission of the file with his or her findings to ESMA’s Board of Supervisors, the investigating officer shall notify that fact to the persons who are subject to investigations.

    Regulation (EU) 2023/2631 of the European Parliament and of the Council of 22 November 2023 on European Green Bonds and optional disclosures for bonds marketed as environmentally sustainable and for sustainability-linked bonds

  19. #3041083

    Ní bheidh an t-oifigeach imscrúdúcháin rannpháirteach i bpléití Bhord Maoirseoirí ESMA ná ní dhéanfaidh sé nó sí idiragairt ar aon bhealach eile sa phróiseas cinnteoireachta.

    The investigating officer shall not participate in the deliberations of ESMA’s Board of Supervisors or in any other way intervene in its decision-making process.

    Regulation (EU) 2023/2631 of the European Parliament and of the Council of 22 November 2023 on European Green Bonds and optional disclosures for bonds marketed as environmentally sustainable and for sustainability-linked bonds

  20. #326274

    Ní bheidh an t-oifigeach imscrúdúcháin rannpháirteach ná tar éis a bheith rannpháirteach i maoirseacht dhíreach ná neamhdhíreach, ná i bpróiseas clárúcháin, na ngníomhaireachtaí rátála creidmheasa lena mbaineann, agus comhlíonfaidh sé a chuid feidhmeanna go neamhspleách ar Bhord Maoirseoirí ÚEUM.

    The investigating officer shall not be involved or have been involved in the direct or indirect supervision or registration process of the credit rating agency concerned and shall perform his functions independently from ESMA's Board of Supervisors.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  21. #326275

    2. Déanfaidh an t-oifigeach imscrúdúcháin na sáruithe líomhnaithe a imscrúdú, agus aon bharúlacha arna dtíolacadh ag daoine atá faoi réir a n-imscrúduithe á gcur san áireamh agus déanfaidh sé comhad iomlán ina mbeidh a chuid cinntí a chur faoi bhráid Bhord Maoirseoirí ÚEUM.

    2. The investigating officer shall investigate the alleged infringements, taking into account any comments submitted by the persons subject to investigation, and shall submit a complete file with his findings to ESMA's Board of Supervisors.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  22. #326279

    3. Tar éis don oifigeach imscrúdúcháin a imscrúdú a chríochnú agus sula ndéanfaidh sé an comhad ina bhfuil a chuid cinntí a chur faoi bhráid Bhord Maoirseoirí ÚEUM, tabharfaidh sé deis do na daoine atá faoi réir a n-imscrúdaithe éisteacht a fháil maidir leis na hábhair atá á n-imscrúdú.

    3. Upon completion of his investigation and before submitting the file with his findings to ESMA's Board of Supervisors, the investigating officer shall give the persons subject to investigation the opportunity to be heard on the matters being investigated.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  23. #326282

    4. Nuair a bheidh an comhad ina bhfuil a chuid cinntí a chur faoi bhráid Bhord Maoirseoirí ÚEUM ag an oifigeach imscrúdúcháin, tabharfaidh sé fógra faoin méid sin do na daoine atá faoi réir imscrúdúcháin.

    4. When submitting the file with his findings to ESMA's Board of Supervisors, the investigating officer shall notify that fact to the persons subject to investigation.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  24. #326285

    5. Ar bhonn an chomhaid ina bhfuil cinntí an oifigigh imscrúdúcháin agus, arna iarraidh sin do na daoine lena mbaineann, déanfaidh Bord Maoirseoirí ÚEUM, tar éis éisteacht a thabhairt do na daoine atá faoi réir imscrúdúcháin i gcomhréir le hAirteagal 25 agus le hAirteagal 36c, a chinneadh an bhfuil ceann amháin nó níos mó de na sáruithe a liostaítear in Iarscríbhinn III déanta ag na daoine a bhí faoi réir imscrúduithe, agus más amhlaidh an cás, déanfaidh sé beart maoirseachta i gcomhréir le hAirteagal 24 agus gearrfaidh sé fíneáil i gcomhréir le hAirteagal 36a.

    5. On the basis of the file containing the investigating officer's findings and, when requested by the persons concerned, after having heard the persons subject to investigation in accordance with Articles 25 and 36c, ESMA's Board of Supervisors shall decide if one or more of the infringements listed in Annex III has been committed by the persons who have been subject to investigation, and in such case, shall take a supervisory measure in accordance with Article 24 and impose a fine in accordance with Article 36a.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  25. #326293

    1. Más rud é, i gcomhréir le hAirteagal 23e(5), go bhfaigheann Bord Maoirseoirí ÚEUM amach go ndearna gníomhaireacht rátála creidmheasa ceann de na sáruithe a liostaítear in Iarscríbhinn III, déanfaidh sé ceann amháin nó níos mó de na cinntí seo a leanas:

    1. Where, in accordance with Article 23e(5), ESMA's Board of Supervisors finds that a credit rating agency has committed one of the infringements listed in Annex III, it shall take one or more of the following decisions:

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  26. #326299

    2. Nuair atá na cinntí dá dtagraítear i mír 1 á ndéanamh aige, déanfaidh Bord Maoirseoirí ÚEUM cineál agus tromchúis an tsáraithe a chur san áireamh, ag féachaint do na critéir seo a leanas:

    2. When taking the decisions referred to in paragraph 1, ESMA's Board of Supervisors shall take into account the nature and seriousness of the infringement, having regard to the following criteria:

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  27. #326304

    3. Sula nglacfaidh Bord Maoirseoirí ÚEUM na cinntí dá dtagraítear i bpointe (a), i bpointe (b) agus i bpointe (c) de mhír 1, cuirfidh sé an méid sin in iúl do ÚBE agus do ÚEÁPC.

    3. Before taking the decisions referred to in points (a), (b) and (c) of paragraph 1, ESMA's Board of Supervisors shall inform EBA and EIOPA thereof.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  28. #326309

    Féadfaidh Bord Maoirseoirí ÚEUM an tréimhse dá dtagraítear i bpointe (b) den chéad fhomhír a fhadú trí mhí in imthosca eisceachtúla a bhaineann le cur isteach a d'fhéadfadh a bheith ann maidir leis an margadh nó a bhaineann le héagobhsaíocht airgeadais agus an fadú sin a dhéanamh arna iarraidh sin ag ÚBE nó ag ÚEÁPC.

    ESMA's Board of Supervisors may extend, including following a request by EBA or EIOPA, the period referred to in point (b) of the first subparagraph by three months in exceptional circumstances relating to the potential for market disruption or financial instability.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  29. #326310

    5. Déanfaidh Bord Maoirseoirí ÚEUM, gan aon mhoill mhíchuí, fógra a thabhairt don ghníomhaireacht rátála creidmheasa lena mbaineann maidir le haon chinneadh arna ghlacadh de bhun mhír 1 agus cuirfidh sé aon chinneadh den sórt sin in iúl do na húdaráis inniúla agus do na húdaráis inniúla earnála, don Choimisiún, do ÚBE agus do ÚEÁPC.

    5. Without undue delay, ESMA's Board of Supervisors shall notify any decision adopted pursuant to paragraph 1 to the credit rating agency concerned and shall communicate any such decision to the competent authorities and the sectoral competent authorities, the Commission, EBA and EIOPA.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  30. #326312

    Nuair atá a chinneadh á phoiblú aige, faoi mar a thagraítear don mhéid sin sa chéad fhomhír, poibleoidh Bord Maoirseoirí ÚEUM freisin go bhfuil an ceart ag an ngníomhaireacht rátála creidmheasa lena mbaineann achomharc a dhéanamh i gcoinne an chinnidh, gur taisceadh achomharc den sórt sin, más ábhartha an méid sin, á shonrú nach bhfuil éifeacht fionraíochta ag achomharc den sórt sin agus go bhfuil an Bord Achomhairc ábalta cur i bhfeidhm an chinnidh a bhfuil conspóid ann ina leith a fhionraí i gcomhréir le hAirteagal 60(3) de Rialachán (AE) Uimh. 1095/2010.

    When making public its decision as referred to in the first subparagraph, ESMA's Board of Supervisors shall also make public the right for the credit rating agency concerned to appeal the decision, the fact, where relevant, that such an appeal has been lodged, specifying that such an appeal does not have suspensive effect, and the fact that it is possible for the Board of Appeal to suspend the application of the contested decision in accordance with Article 60(3) of Regulation (EU) No 1095/2010.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  31. #326315

    1. Sula ndéanfar aon chinneadh faoi Airteagal 24(1), déanfaidh Bord Maoirseoirí ÚEUM an deis a thabhairt do na daoine atá faoi réir na n-imeachtaí éisteacht a fháil maidir le fionnachtana ÚEUM.

    1. Before taking any decision under Article 24(1), ESMA's Board of Supervisors shall give the persons subject to the proceedings the opportunity to be heard on ESMA's findings.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  32. #326385

    1. Más rud é, i gcomhréir le hAirteagal 23e(5), go gcinneann Bord Maoirseoirí ÚEUM go ndearna gníomhaireacht rátála creidmheasa, d'aon ghnó nó le faillí, ceann de na sáruithe a liostaítear in Iarscríbhinn III, glacfaidh sé cinneadh lena bhforchuirtear fíneáil i gcomhréir le mír 2.

    1. Where, in accordance with Article 23e(5), ESMA's Board of Supervisors finds that a credit rating agency has, intentionally or negligently, committed one of the infringements listed in Annex III, it shall adopt a decision imposing a fine in accordance with paragraph 2.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  33. #326420

    1. Sula ndéanfar aon chinneadh maidir le fíneáil agus/nó le híocaíocht thréimhsiúil phionóis a ghearradh faoi Airteagal 36a nó faoi phointe (a) go pointe (d) d’Airteagal 36b(1), tabharfaidh Bord Maoirseoirí ÚEUM deis do na daoine sin atá faoi réir na n-imeachtaí éisteacht a fháil maidir le fionnachtana ÚEUM.

    1. Before taking any decision imposing a fine and/or periodic penalty payment under Article 36a or points (a) to (d) of Article 36b(1), ESMA's Board of Supervisors shall give the persons subject to the proceedings the opportunity to be heard on ESMA's findings.

    Regulation (EU) No 513/2011 of the European Parliament and of the Council of 11 May 2011 amending Regulation (EC) No 1060/2009 on credit rating agencies

  34. #1823395

    Ní ghlacfaidh an t-oifigeach ceaptha páirt ná ní bheidh páirt glactha aige, go díreach ná go neamhdhíreach, i maoirseacht na dtagarmharcanna lena mbaineann an sárú agus feidhmeoidh sé nó sí a chuid feidhmeanna nó a cuid feidhmeanna neamhspleách ar Bhord Maoirseoirí ÚEUM.

    The appointed officer shall not be involved or have been directly or indirectly involved in the supervision of the benchmarks to which the infringement relates and shall perform his or her functions independently from ESMA’s Board of Supervisors.

    Regulation (EU) 2019/2175 of the European Parliament and of the Council of 18 December 2019 amending Regulation (EU) No?1093/2010 establishing a European Supervisory Authority (European Banking Authority), Regulation (EU) No?1094/2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), Regulation (EU) No?1095/2010 establishing a European Supervisory Authority (European Securities and Markets Authority), Regulation (EU) No?600/2014 on markets in financial instruments, Regulation (EU) 2016/1011 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds, and Regulation (EU) 2015/847 on information accompanying transfers of funds (Text with EEA relevance) (Text with EEA relevance)

  35. #1823396

    Déanfaidh an t-oifigeach imscrúdúcháin dá dtagraítear i mír 1 na líomhaintí maidir le sáruithe a fhiosrú, agus aon bharúlacha a chuir daoine atá faoi reir imscrúdú isteach á gcur san áireamh agus cuirfidh sé comhad iomlán, ina mbeidh a chuid cinntí nó a cuid cinntí san áireamh, faoi bhráid an Bhoird Maoirseoirí.

    The investigation officer referred to in paragraph 1 shall investigate the alleged infringements, take into account any comments submitted by the persons who are subject to the investigation, and shall submit a complete file with his or her findings to ESMA’s Board of Supervisors.

    Regulation (EU) 2019/2175 of the European Parliament and of the Council of 18 December 2019 amending Regulation (EU) No?1093/2010 establishing a European Supervisory Authority (European Banking Authority), Regulation (EU) No?1094/2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), Regulation (EU) No?1095/2010 establishing a European Supervisory Authority (European Securities and Markets Authority), Regulation (EU) No?600/2014 on markets in financial instruments, Regulation (EU) 2016/1011 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds, and Regulation (EU) 2015/847 on information accompanying transfers of funds (Text with EEA relevance) (Text with EEA relevance)

  36. #1823399

    Tar éis don oifigeach imscrúdúcháin a imscrúdú a chríochnú agus sula ndéanfaidh sé nó sí an comhad ina bhfuil a chuid cinntí nó a cuid cinntí a chur faoi bhráid Bhord Maoirseoirí ÚEUM, tabharfaidh sé deis do na daoine atá faoi réir an imscrúdaithe éisteacht a fháil maidir leis na hábhair atá á n-imscrúdú.

    Upon completion of his or her investigation and before submitting the file with his or her findings to ESMA’s Board of Supervisors, the investigation officer shall give the persons subject to the investigation the opportunity to be heard on the matters being investigated.

    Regulation (EU) 2019/2175 of the European Parliament and of the Council of 18 December 2019 amending Regulation (EU) No?1093/2010 establishing a European Supervisory Authority (European Banking Authority), Regulation (EU) No?1094/2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), Regulation (EU) No?1095/2010 establishing a European Supervisory Authority (European Securities and Markets Authority), Regulation (EU) No?600/2014 on markets in financial instruments, Regulation (EU) 2016/1011 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds, and Regulation (EU) 2015/847 on information accompanying transfers of funds (Text with EEA relevance) (Text with EEA relevance)

  37. #1862810

    Ní bheidh an t-oifigeach imscrúdúcháin rannpháirteach ná tar éis a bheith rannpháirteach i maoirseacht dhíreach ná neamhdhíreach, ná i bpróiseas clárúcháin, na ngníomhaireachtaí rátála creidmheasa lena mbaineann, agus comhlíonfaidh sé a chuid feidhmeanna go neamhspleách ar Bhord Maoirseoirí ÚEUM.

    The investigating officer shall not be involved or have been involved in the direct or indirect supervision or registration process of the credit rating agency concerned and shall perform his functions independently from ESMA's Board of Supervisors.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  38. #1862811

    Déanfaidh an t-oifigeach imscrúdúcháin na sáruithe líomhnaithe a imscrúdú, agus aon bharúlacha arna dtíolacadh ag daoine atá faoi réir a n-imscrúduithe á gcur san áireamh agus déanfaidh sé comhad iomlán ina mbeidh a chuid cinntí a chur faoi bhráid Bhord Maoirseoirí ÚEUM.

    The investigating officer shall investigate the alleged infringements, taking into account any comments submitted by the persons subject to investigation, and shall submit a complete file with his findings to ESMA's Board of Supervisors.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  39. #1862815

    Tar éis don oifigeach imscrúdúcháin a imscrúdú a chríochnú agus sula ndéanfaidh sé an comhad ina bhfuil a chuid cinntí a chur faoi bhráid Bhord Maoirseoirí ÚEUM, tabharfaidh sé deis do na daoine atá faoi réir a n-imscrúdaithe éisteacht a fháil maidir leis na hábhair atá á n-imscrúdú.

    Upon completion of his investigation and before submitting the file with his findings to ESMA's Board of Supervisors, the investigating officer shall give the persons subject to investigation the opportunity to be heard on the matters being investigated.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  40. #1862819

    Ar bhonn an chomhaid ina bhfuil cinntí an oifigigh imscrúdúcháin agus, arna iarraidh sin do na daoine lena mbaineann, déanfaidh Bord Maoirseoirí ÚEUM, tar éis éisteacht a thabhairt do na daoine atá faoi réir imscrúdúcháin i gcomhréir le hAirteagal 25 agus le hAirteagal 36c, a chinneadh an bhfuil ceann amháin nó níos mó de na sáruithe a liostaítear in Iarscríbhinn III déanta ag na daoine a bhí faoi réir imscrúduithe, agus más amhlaidh an cás, déanfaidh sé beart maoirseachta i gcomhréir le hAirteagal 24 agus gearrfaidh sé fíneáil i gcomhréir le hAirteagal 36a.

    On the basis of the file containing the investigating officer's findings and, when requested by the persons concerned, after having heard the persons subject to investigation in accordance with Articles 25 and 36c, ESMA's Board of Supervisors shall decide if one or more of the infringements listed in Annex III has been committed by the persons who have been subject to investigation, and in such case, shall take a supervisory measure in accordance with Article 24 and impose a fine in accordance with Article 36a.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  41. #1862827

    Más rud é, i gcomhréir le hAirteagal 23e(5), go bhfaigheann Bord Maoirseoirí ÚEUM amach go ndearna gníomhaireacht rátála creidmheasa ceann de na sáruithe a liostaítear in Iarscríbhinn III, déanfaidh sé ceann amháin nó níos mó de na cinntí seo a leanas:

    Where, in accordance with Article 23e(5), ESMA's Board of Supervisors finds that a credit rating agency has committed one of the infringements listed in Annex III, it shall take one or more of the following decisions:

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  42. #1862842

    Féadfaidh Bord Maoirseoirí ÚEUM an tréimhse dá dtagraítear i bpointe (b) den chéad fhomhír a fhadú trí mhí in imthosca eisceachtúla a bhaineann le cur isteach a d'fhéadfadh a bheith ann maidir leis an margadh nó a bhaineann le héagobhsaíocht airgeadais agus an fadú sin a dhéanamh arna iarraidh sin ag ÚBE nó ag ÚEÁPC.

    ESMA's Board of Supervisors may extend, including following a request by EBA or EIOPA, the period referred to in point (b) of the first subparagraph by three months in exceptional circumstances relating to the potential for market disruption or financial instability.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  43. #1862843

    Déanfaidh Bord Maoirseoirí ÚEUM, gan aon mhoill mhíchuí, fógra a thabhairt don ghníomhaireacht rátála creidmheasa lena mbaineann maidir le haon chinneadh arna ghlacadh de bhun mhír 1 agus cuirfidh sé aon chinneadh den sórt sin in iúl do na húdaráis inniúla agus do na húdaráis inniúla earnála, don Choimisiún, do ÚBE agus do ÚEÁPC.

    Without undue delay, ESMA's Board of Supervisors shall notify any decision adopted pursuant to paragraph 1 to the credit rating agency concerned and shall communicate any such decision to the competent authorities and the sectoral competent authorities, the Commission, EBA and EIOPA.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  44. #1862845

    Nuair atá a chinneadh á phoiblú aige, faoi mar a thagraítear don mhéid sin sa chéad fhomhír, poibleoidh Bord Maoirseoirí ÚEUM freisin go bhfuil an ceart ag an ngníomhaireacht rátála creidmheasa lena mbaineann achomharc a dhéanamh i gcoinne an chinnidh, gur taisceadh achomharc den sórt sin, más ábhartha an méid sin, á shonrú nach bhfuil éifeacht fionraíochta ag achomharc den sórt sin agus go bhfuil an Bord Achomhairc ábalta cur i bhfeidhm an chinnidh a bhfuil conspóid ann ina leith a fhionraí i gcomhréir le hAirteagal 60(3) de Rialachán (AE) Uimh. 1095/2010.

    When making public its decision as referred to in the first subparagraph, ESMA's Board of Supervisors shall also make public the right for the credit rating agency concerned to appeal the decision, the fact, where relevant, that such an appeal has been lodged, specifying that such an appeal does not have suspensive effect, and the fact that it is possible for the Board of Appeal to suspend the application of the contested decision in accordance with Article 60(3) of Regulation (EU) No 1095/2010.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  45. #1862937

    Más rud é, i gcomhréir le hAirteagal 23e(5), go gcinneann Bord Maoirseoirí ÚEUM go ndearna gníomhaireacht rátála creidmheasa, d'aon ghnó nó le faillí, ceann de na sáruithe a liostaítear in Iarscríbhinn III, glacfaidh sé cinneadh lena bhforchuirtear fíneáil i gcomhréir le mír 2.

    Where, in accordance with Article 23e(5), ESMA's Board of Supervisors finds that a credit rating agency has, intentionally or negligently, committed one of the infringements listed in Annex III, it shall adopt a decision imposing a fine in accordance with paragraph 2.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  46. #1862972

    Sula ndéanfar aon chinneadh maidir le fíneáil agus/nó le híocaíocht thréimhsiúil phionóis a ghearradh faoi Airteagal 36a nó faoi phointe (a) go pointe (d) d’Airteagal 36b(1), tabharfaidh Bord Maoirseoirí ÚEUM deis do na daoine sin atá faoi réir na n-imeachtaí éisteacht a fháil maidir le fionnachtana ÚEUM.

    Before taking any decision imposing a fine and/or periodic penalty payment under Article 36a or points (a) to (d) of Article 36b(1), ESMA's Board of Supervisors shall give the persons subject to the proceedings the opportunity to be heard on ESMA's findings.

    Consolidated text: Regulation (EC) No 1060/2009 of the European Parliament and of the Council of 16 September 2009 on credit rating agencies (Text with EEA relevance)Text with EEA relevance

  47. #1989407

    I gcomhréir le hAirteagal 48(2) de Rialachán (AE) Uimh. 1095/2010, arna leasú le Rialachán (AE) 2019/2175 ó Pharlaimint na hEorpa agus ón gComhairle, bunaithe ar ghearrliosta iarrthóirí cáilithe arna chur i dtoll a chéile ag Bord Maoirseoirí ESMA, glacfaidh an Chomhairle cinneadh chun an Cathaoirleach a cheapadh, tar éis daingniú ó Pharlaimint na hEorpa.

    In accordance with Article 48(2) of Regulation (EU) No 1095/2010, which was amended by Regulation (EU) 2019/2175 of the European Parliament and of the Council, on the basis of a shortlist of qualified candidates drawn up by the ESMA’s Board of Supervisors, the Council shall adopt a decision to appoint the Chairperson, after confirmation by the European Parliament.

    Council Implementing Decision (EU) 2021/1822 of 15 October 2021 on the appointment of the Chair of the European Securities and Markets Authority (ESMA)

  48. #2838286

    Gan dochar do fhreagrachtaí na n-údarás inniúil faoin Rialachán seo, déanfaidh údaráis inniúla na mBallstát baile nuashonruithe bliantúla a sholáthar do Bhord Maoirseoirí ESMA maidir leis na forbairtí maoirseachta seo a leanas i ndáil le soláthraithe seirbhísí cripteashócmhainní suntasacha:

    Without prejudice to the responsibilities of competent authorities under this Regulation, the competent authorities of the home Member States shall provide ESMA’s Board of Supervisors with annual updates on the following supervisory developments in relation to significant crypto-asset service providers:

    Regulation (EU) 2023/1114 of the European Parliament and of the Council of 31 May 2023 on markets in crypto-assets, and amending Regulations (EU) No 1093/2010 and (EU) No 1095/2010 and Directives 2013/36/EU and (EU) 2019/1937 (Text with EEA relevance)

  49. #2838290

    Féadfaidh údarás inniúil an Bhallstáit baile nuashonruithe níos minice a sholáthar do Bhord Maoirseoirí ESMA, nó fógra a thabhairt dó sula ndéanfaidh údarás inniúil an Bhallstáit baile aon chinneadh maidir leis an gcéad fhomhír, pointí (a), (b) nó (c).

    The competent authority of the home Member State may provide ESMA’s Board of Supervisors with more frequent updates, or notify it prior to any decision taken by the competent authority of the home Member State with regard to the first subparagraph, point (a), (b) or (c).

    Regulation (EU) 2023/1114 of the European Parliament and of the Council of 31 May 2023 on markets in crypto-assets, and amending Regulations (EU) No 1093/2010 and (EU) No 1095/2010 and Directives 2013/36/EU and (EU) 2019/1937 (Text with EEA relevance)

  50. #3041071

    Ní bheidh an t-oifigeach imscrúdúcháin rannpháirteach ná tar éis a bheith rannpháirteach i maoirseacht dhíreach ná indíreach ná i bpróiseas clárúcháin an athbhreithneora sheachtraigh lena mbaineann, agus feidhmeoidh sé nó sí a chuid feidhmeanna nó a cuid feidhmeanna go neamhspleách ar Bhord Maoirseoirí ESMA.

    The investigating officer shall not be involved or have been involved in the direct or indirect supervision or registration process of the external reviewer concerned and shall perform his or her functions independently from ESMA’s Board of Supervisors.

    Regulation (EU) 2023/2631 of the European Parliament and of the Council of 22 November 2023 on European Green Bonds and optional disclosures for bonds marketed as environmentally sustainable and for sustainability-linked bonds