#1650613
díol folamh;
a short sale;
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#1650305
Áirítear leo sin, mar shampla, comhaontú athcheannaigh ar leithligh ar ar a bhonn a cheannaíonn duine a bhfuil urrús á dhíol go folamh aige, urrús coibhéiseach ar ais in am trátha le gur féidir an t-idirbheart díola fholaimh a shocrú agus áirítear leo socruithe comhthaobhacha más féidir leis an nglacadóir comhthaobhachta an t-urrús a úsáid chun an t-idirbheart díola fholaimh a shocrú.
These include a separate repurchase agreement on the basis of which the person selling a security short buys back an equivalent security in due time to allow settlement of the short sale transaction and includes collateral arrangements if the collateral taker can use the security for settling the short sale transaction.
#755018
díol folamh aon cheann de na hionstraimí seo a leanas: ionstraimí margaidh airgid, urrúsuithe, ABCP agus aonaid nó scaireanna CMAnna eile;
short sale of any of the following instruments: money market instruments, securitisations, ABCPs and units or shares of other MMFs;
#1650426
díol folamh scaire arna heisiúint ag cuideachta nó díol folamh ionstraime fiachais arna heisiúint ag eisitheoir ceannasach;
a short sale of a share issued by a company or of a debt instrument issued by a sovereign issuer;
#1650508
Ní fhéadfaidh duine nádúrtha nó dlítheanach díol folamh a dhéanamh i leith scair a ligtear isteach chun a trádála ar ionad trádála ach amháin i gcás ina gcomhalltar ceann amháin de na coinníollacha seo a leanas:
A natural or legal person may enter into a short sale of a share admitted to trading on a trading venue only where one of the following conditions is fulfilled:
#1650516
Ní fhéadfaidh duine nádúrtha nó dlítheanach díol folamh fiachais cheannasaigh a dhéanamh ach amháin i gcás ina gcomhalltar ceann de na coinníollacha seo a leanas:
A natural or legal person may enter into a short sale of sovereign debt only where one of the following conditions is fulfilled:
#754937
ciallaíonn “díol folamh” aon díol ionstraime ag CMA nach leis an CMA tráth a dhéantar an comhaontú chun díola, lena n-áirítear an díol sin, tráth a dhéantar an comhaontú chun díola, i gcás ina mbeidh an ionstraim faighte ar iasacht ag CMA nó ina mbeidh comhaontaithe aige go bhfaighidh sé an ionstraim ar iasacht chun í a sheachadadh tráth na socraíochta, nach n-áirítear:
‘short sale’ means any sale by an MMF of an instrument which the MMF does not own at the time of entering into the agreement to sell, including such sale where, at the time of entering into the agreement to sell, the MMF has borrowed or agreed to borrow the instrument for delivery at settlement, not including:
#1650300
Ba cheart nach n-áireofaí leis an sainmhíniú ar dhíol folamh comhaontú athcheannaigh idir dhá pháirtí i gcás ina ndíolann páirtí amháin urrús leis an bpáirtí eile ar phraghas sonraithe agus é mar ghealltanas aige an t-urrús sin a cheannach ar ais ar dháta is déanaí ar phraghas sonraithe eile ná conradh díorthach lena gcomhaontaítear urrúis a dhíol ar phraghas sonraithe tráth is déanaí.
The definition of a short sale should not include a repurchase agreement between two parties where one party sells the other a security at a specified price with a commitment to buy the security back at a later date at another specified price or a derivative contract where it is agreed to sell securities at a specified price at a future date.
#1650312
Maidir le díol folamh neamhurraithe fiachais cheannasaigh, is féidir an t-ábhar go ndéanfar díol folamh a chumhdach trí cheannach an fhiachais cheannasaigh le linn an lae chéanna a mheas mar shampla ar dá réir a bhfuil súil réasúnach ann go bhféadfar an tsocraíocht a dhéanamh tráth a bheidh sí dlite.
In relation to uncovered short selling of sovereign debt, the fact that a short sale will be covered by the purchase of the sovereign debt during the same day can be considered as an example of offering a reasonable expectation that settlement can be effected when it is due.
#1650422
Cumhachtófar don Choimisiún gníomhartha tarmligthe a ghlacadh, i gcomhréir le hAirteagal 42 lena sonrófar na sainmhínithe a leagtar síos i mír 1 den Airteagal seo, go háirithe lena sonrófar an tráth a meastar ina leith go bhfuil ionstraim airgeadais faoi úinéireacht duine nádúrtha nó dhlítheanaigh chun críocha an tsainmhínithe ar dhíol folamh i bpointe (b) de mhír 1.
The Commission shall be empowered to adopt delegated acts in accordance with Article 42 specifying the definitions laid down in paragraph 1 of this Article, in particular specifying when a natural or legal person is considered to own a financial instrument for the purposes of the definition of short sale in point (b) of paragraph 1.
#1650614
idirbheart seachas díol folamh trína gcruthaítear ionstraim airgeadais, nó a bhaineann le hionstraim airgeadais, agus gurb é an éifeacht nó ceann de na héifeachtaí atá ag an idirbheart sin buntáiste airgeadais a thabhairt don duine nádúrtha nó dlítheanach i gcás laghdú phraghas nó luach ionstraime airgeadais eile.
a transaction other than a short sale which creates, or relates to, a financial instrument and the effect or one of the effects of that transaction is to confer a financial advantage on the natural or legal person in the event of a decrease in the price or value of another financial instrument.
#1650626
I gcás inar deimhin leis an údarás inniúil, faoin gcéad fhomhír, gurb iomchuí déanamh amhlaidh, déanfaidh sé, i gcás scaire nó ionstraime fiachais, toirmeasc nó srian a chur ar dhaoine nádúrtha agus dlítheanacha díol folamh a dhéanamh ar an ionad trádála sin nó, i gcás cineál eile ionstraime airgeadais, cuirfidh sé srian ar idirbhearta san ionstraim airgeadais sin ar an ionad trádála sin chun laghdú mí-ordúil ar phraghas na n-ionstraimí airgeadais a sheachaint.
Where the competent authority is satisfied under the first subparagraph that it is appropriate to do so, it shall in the case of a share or a debt instrument, prohibit or restrict natural and legal persons from entering into a short sale on that trading venue or in the case of another type of financial instrument, limit transactions in that financial instrument on that trading venue in order to prevent a disorderly decline in the price of the financial instrument.
#1650678
toirmeasc a chur ar dhaoine nádúrtha nó dlítheanacha díol folamh a dhéanamh nó idirbheart a dhéanamh, nó coinníollacha a fhorchur ar dhaoine nádúrtha nó dlítheanacha i dtaca le díol folamh a dhéanamh nó idirbheart a dhéanamh, trína gcruthaítear ionstraim airgeadais seachas ionstraimí airgeadais dá dtagraítear i bpointe (c) d’Airteagal 1(1), nó a bhaineann le hionstraim airgeadais den sórt sin, i gcás inarb é an éifeacht nó ceann de na héifeachtaí atá ag an idirbheart sin buntáiste airgeadais a thabhairt do dhuine den sórt sin i gcás ina dtarlaíonn laghdú praghais nó luacha ionstraime airgeadais eile.
prohibit or impose conditions on, the entry by natural or legal persons into a short sale or a transaction which creates, or relates to, a financial instrument other than financial instruments referred to in point (c) of Article 1(1) where the effect or one of the effects of the transaction is to confer a financial advantage on such person in the event of a decrease in the price or value of another financial instrument.
#1650857
ciallaíonn “díol folamh” i ndáil le scair nó le hionstraim fiachais, aon díol den scair nó den ionstraim fiachais nach bhfuil faoi úinéireacht an díoltóra tráth a dhéantar an comhaontú chun díola, lena n-áirítear díol den sórt ar dá réir, tráth a dhéantar an comhaontú chun díola, go bhfuil an scair nó an ionstraim fiachais faighte ar iasacht lena seachadadh tráth na socraíochta, nó go bhfuil an díoltóir tar éis comhaontú a dhéanamh chun an méid sin a dhéanamh, seachas:
‘short sale’ in relation to a share or debt instrument means any sale of the share or debt instrument which the seller does not own at the time of entering into the agreement to sell including such a sale where at the time of entering into the agreement to sell the seller has borrowed or agreed to borrow the share or debt instrument for delivery at settlement, not including:
#1650880
Ní bheidh feidhm ag Airteagail 5, 6, 12, 13 agus 14 den Rialachán seo maidir le duine nádúrtha nó dlítheanach i gcás ina ndéanann sé díol folamh maidir le hurrús nó ina bhfuil glansuíomh gearr aige maidir le hoibríocht chobhsaíochta a chur i gcrích faoi Chaibidil III de Rialachán (CE) Uimh. 2273/2003 ón gCoimisiún an 22 Nollaig 2003 lena gcuirtear chun feidhme Treoir 2003/6/CE ó Pharlaimint na hEorpa agus ón gComhairle i ndáil le díolúintí maidir le cláir athcheannaigh agus le cobhsaíocht ionstraimí airgeadais (15).
Articles 5, 6, 12, 13 and 14 of this Regulation shall not apply to a natural or legal person where it enters into a short sale of a security or has a net short position in relation to the carrying out of a stabilisation under Chapter III of Commission Regulation (EC) No 2273/2003 of 22 December 2003 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards exemptions for buy-back programmes and stabilisation of financial instruments (15).
#1657461
Beidh ar áireamh sna tuarascálacha, go háirithe, mionsonraí ainmneacha agus líon na n-ionstraimí airgeadais a ceannaíodh nó a díoladh, an chainníocht, dátaí agus tráthanna an fhorghníomhaithe, praghsanna na n-idirbheart, ainmniú chun na cliaint a shainaithint a d’fhorghníomhaigh an gnólacht infheistíochta an t-idirbheart sin ar a son, ainmniú chun na daoine agus algartaim ríomhaire laistigh den ghnólacht infheistíochta a bhí freagrach as an gcinneadh infheistíochta agus as forghníomhú an idirbhirt a shainaithint, ainmniú chun an tarscaoileadh is infheidhme faoina ndearnadh an trádáil a shainaithint, agus modh chun na gnólachtaí infheistíochta lena mbaineann a shainaithint, agus ainmniú chun díol folamh, mar a shainmhínítear in Airteagal 2(1)(b) de Rialachán (AE) Uimh. 236/2012 a shainaithint i leith aon scaireanna agus i leith aon fhiachais cheannasaigh a thagann faoi raon feidhme Airteagal 12, Airteagal 13 agus Airteagal 17 den Rialachán sin.
The reports shall, in particular, include details of the names and numbers of the financial instruments bought or sold, the quantity, the dates and times of execution, the transaction prices, a designation to identify the clients on whose behalf the investment firm has executed that transaction, a designation to identify the persons and the computer algorithms within the investment firm responsible for the investment decision and the execution of the transaction, a designation to identify the applicable waiver under which the trade has taken place, means of identifying the investment firms concerned, and a designation to identify a short sale as defined in Article 2(1)(b) of Regulation (EU) No 236/2012 in respect of any shares and sovereign debt within the scope of Articles 12, 13 and 17 of that Regulation.