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  1. #677167

    forghéilleadh na mbrabús a gnóthaíodh nó na gcaillteanas a seachnaíodh mar gheall ar an sárú, a mhéid agus is féidir iad sin a chinneadh;

    the disgorgement of the profits gained or losses avoided due to the infringement insofar as they can be determined;

    Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC Text with EEA relevance

  2. #677192

    leibhéal comhair an duine atá freagrach as an sárú leis an údarás inniúil, gan dochar don ghá atá le forghéilleadh na mbrabús a ghnóthaigh an duine s in, nó le forghéilleadh na gcaillteanas a sheachain an duine sin, a áirithiú;

    the level of cooperation of the person responsible for the infringement with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

    Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC Text with EEA relevance

  3. #679348

    leibhéal comhair an duine a bheidh freagrach as an sárú leis an údarás inniúil, gan dochar don ghá atá le haisíoc na mbrabús a ghnóthaigh an duine sin, nó le haisíoc na gcaillteanas a sheachain an duine sin, a áirithiú;

    the level of cooperation of the person responsible for the infringement with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

    Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012 Text with EEA relevance

  4. #694693

    a mhéid atá an duine atá freagrach as an sárú ag comhoibriú leis an údarás inniúil, gan dochar don ghá aisíoc na mbrabús a ghnóthaigh an duine sin nó aisíoc na gcaillteanas a sheachain sé a áirithiú;

    the level of cooperation of the person responsible for the infringement with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

    Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

  5. #712573

    aon bhrabús a fuarthas nó aon chaillteanas a seachnaíodh de thoradh an tsáraithe a fhorghéilleadh nuair is féidir iad sin a chinneadh;

    the disgorgement of the profits gained or losses avoided because of the infringement where those can be determined;

    Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014 (Text with EEA relevance)

  6. #712598

    leibhéal comhair an duine atá freagrach leis an údarás inniúil, gan dochar don ghá atá le forghéilleadh na mbrabús a ghnóthaigh an duine sin, nó le forghéilleadh na gcaillteanas a sheachain an duine sin, a áirithiú;

    the level of cooperation of the responsible person with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

    Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014 (Text with EEA relevance)

  7. #754012

    a mhéid atá an duine atá freagrach as an sárú ag comhoibriú leis an údarás inniúil, gan dochar don ghá aisíoc na mbrabús a ghnóthaigh an duine sin nó aisíoc na gcaillteanas a sheachain sé a áirithiú;

    the level of cooperation of the person responsible for the infringement with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

    Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71/ECText with EEA relevance.

  8. #1678094

    leibhéal comhoibrithe an duine nádúrtha nó dhlítheanaigh leis an údarás inniúil, gan dochar don ghá faoi aisíoc na mbrabús a ghnóthaigh an duine sin, nó aisíoc na gcaillteanas a sheachain sé a áirithiú;

    the level of cooperation of the responsible natural or legal person with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

    Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation, and amending Directives 2009/65/EC, 2009/138/EC and 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/2012

  9. #1813878

    leibhéal comhair an duine nádúrtha nó an duine dhlítheanaigh leis na húdaráis inniúla, gan dochar don ghá le haisíoc na mbrabús a ghnóthaigh an duine sin nó aisíoc na gcaillteanas a sheachain sé a áirithiú;

    the level of cooperation of the responsible natural or legal person with the competent authorities, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

    Regulation (EU) 2019/1238 of the European Parliament and of the Council of 20 June 2019 on a pan-European Personal Pension Product (PEPP) (Text with EEA relevance)

  10. #1823080

    a mhéid atá an duine atá freagrach as an sárú ag comhoibriú le ÚEUM, gan dochar don ghá aisíoc na mbrabús a ghnóthaigh an duine sin nó aisíoc na gcaillteanas a sheachain sé a áirithiú;

    the level of cooperation of the person responsible for the infringement with ESMA, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

    Regulation (EU) 2019/2175 of the European Parliament and of the Council of 18 December 2019 amending Regulation (EU) No?1093/2010 establishing a European Supervisory Authority (European Banking Authority), Regulation (EU) No?1094/2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority), Regulation (EU) No?1095/2010 establishing a European Supervisory Authority (European Securities and Markets Authority), Regulation (EU) No?600/2014 on markets in financial instruments, Regulation (EU) 2016/1011 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds, and Regulation (EU) 2015/847 on information accompanying transfers of funds (Text with EEA relevance) (Text with EEA relevance)

  11. #2248425

    I gcaingne sibhialta, féadfaidh SEC féachaint leis go n-aisíocfar an t-airgead a fuarthas ar dhrochbhealaí, go n-íocfaí ús réamh-bhreithiúnais, go ngearrfaí pionóis in airgead sibhialta, go n-eiseofaí urghairí, chomh maith le cúiteamh coimhdeach eile, lena n-áirítear cuntasaíocht ó chosantóir.

    In civil actions, the SEC may seek disgorgement of ill-gotten gains, pre-judgment interest, civil money penalties, injunctions, as well as other ancillary relief, including an accounting from a defendant.

    Commission Implementing Decision (EU) 2022/552 of 4 April 2022 determining that national securities exchanges of the United States of America that are registered with the Securities and Exchange Commission comply with legally binding requirements which are equivalent to the requirements laid down in Title III of Directive 2014/65/EU and are subject to effective supervision and enforcement (Text with EEA relevance)

  12. #2248426

    I gcaingne riaracháin, féadfar a áireamh ar na smachtbhannaí cáintí, teorainneacha le gníomhaíochtaí, pionóis shibhialta i dteannta aisíocaíocht airgid a fuarthas ar dhrochbhealaí nó daoine aonair a urchosc, nó clárú eintitis a aisghairm.

    In administrative actions, sanctions may include censures, limitations on activities, civil penalties in addition to disgorgement of ill-gotten gains or bars to individuals, or revocation of the registration of an entity.

    Commission Implementing Decision (EU) 2022/552 of 4 April 2022 determining that national securities exchanges of the United States of America that are registered with the Securities and Exchange Commission comply with legally binding requirements which are equivalent to the requirements laid down in Title III of Directive 2014/65/EU and are subject to effective supervision and enforcement (Text with EEA relevance)

  13. #2838657

    aon bhrabús a gnóthaíodh nó aon chaillteanas a seachnaíodh mar gheall ar an sárú a fhorghéilleadh a mhéid is féidir iad a chinneadh;

    the disgorgement of the profits gained or losses avoided due to the infringement insofar as they can be determined;

    Regulation (EU) 2023/1114 of the European Parliament and of the Council of 31 May 2023 on markets in crypto-assets, and amending Regulations (EU) No 1093/2010 and (EU) No 1095/2010 and Directives 2013/36/EU and (EU) 2019/1937 (Text with EEA relevance)

  14. #3040893

    a mhéid atá an duine atá freagrach as an sárú ag comhoibriú leis an údarás inniúil, gan dochar don ghá aisíoc na mbrabús a ghnóthaigh an duine sin, nó aisíoc na gcaillteanas a sheachain sé, a áirithiú;

    the level of cooperation of the person responsible for the infringement with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

    Regulation (EU) 2023/2631 of the European Parliament and of the Council of 22 November 2023 on European Green Bonds and optional disclosures for bonds marketed as environmentally sustainable and for sustainability-linked bonds

  15. #3041023

    leibhéal comhoibrithe an duine atá freagrach as an sárú le ESMA, gan dochar don ghá aisíoc na mbrabús a ghnóthaigh an duine sin nó aisíoc na gcaillteanas a sheachain an duine sin a áirithiú;

    the level of cooperation with ESMA of the person responsible for the infringement, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

    Regulation (EU) 2023/2631 of the European Parliament and of the Council of 22 November 2023 on European Green Bonds and optional disclosures for bonds marketed as environmentally sustainable and for sustainability-linked bonds

  16. #676589

    Ba cheart go ndéanfaí pionóis a chuirtear i bhfeidhm i gcásanna sonracha a chinneadh agus aird á tabhairt, i gcás inarb iomchuí, ar thosca amhail aisíoc aon tairbhe airgeadais shainaitheanta, tromaíocht agus fad an tsáraithe, aon tosca géaraitheacha nó maolaitheacha, an gá atá le fíneálacha éifeacht athchomhairleach a bheith acu agus, i gcás inarb iomchuí, ba cheart go n-áireofaí leo lascaine ar chomhar leis an údarás inniúil.

    Sanctions imposed in specific cases should be determined taking into account where appropriate factors such as the disgorgement of any identified financial benefit, the gravity and duration of the infringement, any aggravating or mitigating factors, the need for fines to have a deterrent effect and, where appropriate, include a discount for cooperation with the competent authority.

    Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC Text with EEA relevance

  17. #1894502

    a mhéid atá an duine nádúrtha nó dlítheanach atá freagrach as an sárú ag comhoibriú leis an údarás inniúil, gan dochar don ghá aisíoc na mbrabús a ghnóthaigh an duine sin nó aisíoc na gcaillteanas a sheachain sé a áirithiú;

    the level of cooperation of the natural or legal person responsible for the infringement with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

    Regulation (EU) 2020/1503 of the European Parliament and of the Council of 7 October 2020 on European crowdfunding service providers for business, and amending Regulation (EU) 2017/1129 and Directive (EU) 2019/1937 (Text with EEA relevance)

  18. #2838676

    leibhéal comhair an duine nádúrtha nó dhlítheanaigh atá freagrach as an sárú leis an údarás inniúil, gan dochar don ghá le haisíoc na mbrabús a ghnóthaigh an duine sin, nó aisíoc na gcaillteanas a sheachain sé, a áirithiú;

    the level of cooperation of the natural or legal person responsible for the infringement with the competent authority, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

    Regulation (EU) 2023/1114 of the European Parliament and of the Council of 31 May 2023 on markets in crypto-assets, and amending Regulations (EU) No 1093/2010 and (EU) No 1095/2010 and Directives 2013/36/EU and (EU) 2019/1937 (Text with EEA relevance)

  19. #2838936

    leibhéal comhair eisitheoir an chomhartha sócmhainn-tagartha shuntasaigh, nó eisitheoir an chomhartha ríomh-airgid shuntasaigh, atá freagrach as an sárú le ÚBE, gan dochar don ghá le haisíoc na mbrabús a ghnóthaigh an duine sin nó aisíoc na gcaillteanas a sheachain sé a áirithiú;

    the level of cooperation of the issuer of the significant asset-referenced token or of the issuer of the significant e-money token responsible for the infringement with EBA, without prejudice to the need to ensure disgorgement of profits gained or losses avoided by that person;

    Regulation (EU) 2023/1114 of the European Parliament and of the Council of 31 May 2023 on markets in crypto-assets, and amending Regulations (EU) No 1093/2010 and (EU) No 1095/2010 and Directives 2013/36/EU and (EU) 2019/1937 (Text with EEA relevance)