#1812396
cuideachtaí bainistíochta GCUI, lena n-áirítear aon GCUI nár ainmnigh cuideachta bhainistíochta GCUI;
UCITS management companies, including any UCITS which has not designated a UCITS management company;
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#1812408
ciallaíonn “GCUI” GCUI arna údarú i gcomhréir le hAirteagal 5 de Threoir 2009/65/CE;
‘UCITS’ means a UCITS authorised in accordance with Article 5 of Directive 2009/65/EC;
#3249335
Is iad na húdaráis seo a leanas a dhéanfaidh aonaid GCUI/deighleog GCUI a mhargú:
Units of the UCITS/UCITS compartments will be marketed by:
#3249336
☐ an chuideachta bainistíochta a bhainistíonn GCUI nó GCUI arna bhainistiú go hinmheánach
☐ the management company that manages the UCITS or the internally managed UCITS
#754940
ciallaíonn “bainisteoir CMA”, i gcás CMA ar GCUI é, cuideachta bainistíochta GCUI, nó cuideachta infheistíochta GCUI i gcás GCUI féinbhainistithe, agus, i gcás CMA ar CIM, BCIM nó CIM é atá bainistithe go hinmheánach.
‘manager of an MMF’ means, in the case of an MMF that is a UCITS, the UCITS management company, or the UCITS investment company in the case of a self-managed UCITS, and, in the case of an MMF that is an AIF, an AIFM or an internally-managed AIF.
#1783272
I gcás ina gcuirfear athrú dá dtagraítear sa chéad fhomhír chun feidhme tar éis faisnéis a tharchur i gcomhréir leis an dara fomhír agus nach mbeidh an GCUI ag comhlíonadh na Treorach seo a thuilleadh de bhun an athraithe sin, glacfaidh údaráis inniúla Bhallstát baile an GCUI gach beart iomchuí i gcomhréir le hAirteagal 98, lena n-áirítear, i gcás inar gá, an toirmeasc sainráite ar mhargú an GCUI agus cuirfidh siad fógra chuig údaráis inniúla Bhallstát óstach an GCUI gan aon mhoill mhíchuí maidir leis na bearta arna nglactha.”;
Where a change referred to in the first subparagraph is implemented after information has been transmitted in accordance with the second subparagraph and pursuant to that change the UCITS no longer complies with this Directive, the competent authorities of the home Member State of the UCITS shall take all appropriate measures in accordance with Article 98, including, where necessary, the express prohibition of marketing of the UCITS and shall notify the competent authorities of the UCITS host Member State without undue delay of the measures taken.’;
#1812348
Ba cheart feidhm a bheith ag aon fhorálacha den Rialachán seo a bhaineann le cuideachtaí bainistíochta GCUI maidir le cuideachtaí, arb é a ngáthghnó bainistiú a dhéanamh ar GCUI, agus d'aon GCUI nár ainmnigh cuideachta bhainistíochta GCUI.
Any provisions of this Regulation relating to UCITS management companies should apply both to companies, the regular business of which is the management of UCITS and to any UCITS which has not designated a UCITS management company.
#3188151
De mhaolú ar an gceathrú fomhír den mhír seo, ní gá go mbeadh an fhuascailt chomhchineáil ag comhfhreagairt do sciar pro rata de na sócmhainní atá i seilbh an GCUI mura ndéantar an GCUI sin a mhargú ach le hinfheisteoirí gairmiúla nó más rud é gurb é is aidhm le beartas infheistíochta an GCUI sin comhdhéanamh stoic áirithe nó innéacs urrús fiachais áirithe a mhacasamhlú agus gur ciste arna thrádáil ar an malartán é an GCUI sin mar a shainmhínítear in Airteagal 4(1), pointe (46), de Threoir 2014/65/AE.
By way of derogation from the fourth subparagraph of this paragraph, the redemption in kind need not correspond to a pro rata share of the assets held by the UCITS if that UCITS is solely marketed to professional investors, or if the aim of that UCITS’ investment policy is to replicate the composition of a certain stock or debt securities index and that UCITS is an exchange-traded fund as defined in Article 4(1), point (46), of Directive 2014/65/EU.
#3249492
I gcás ina bhfuil GCUI i bhfoirm scáth-GCUI le roinnt deighleog nó fochistí, tuigfear le tagairtí do GCUI sa tábla thíos go dtagraíonn siad don deighleog nó don fhochiste atá le margú sa Bhallstát óstach seachas do scáth-GCUI, a shainaithneofar ar leithligh sa cholún comhfhreagrach.
Where a UCITS takes the form of an umbrella UCITS with several compartments or sub-funds, references to the UCITS in the table below shall be understood as referring to the compartment or sub-fund to be marketed in the host Member State and not to the umbrella UCITS, which shall be identified separately in the corresponding column.
#694855
An fhaisnéis atá le soláthar i dtuarascálacha leathbhliantúla agus bliantúla GCUI agus i dtuarascáil bhliantúil CIM
Information to be provided in the UCITS half-yearly and annual reports and the AIF’s annual report
#754899
a cheanglaíonn údarú mar GCUI nó atá údaraithe mar GCUI faoi Threoir 2009/65/CE, nó ar CIMnna iad faoi Threoir 2011/61/AE;
require authorisation as UCITS or are authorised as UCITS under Directive 2009/65/EC or are AIFs under Directive 2011/61/EU;
#754927
i gcás GCUI, údarás inniúil Bhallstát baile GCUI arna ainmniú i gcomhréir le hAirteagal 97 de Threoir 2009/65/CE;
for UCITS, the competent authority of the UCITS home Member State designated in accordance with Article 97 of Directive 2009/65/EC;
#1678022
maidir le GCUI agus cuideachtaí bainistíochta GCUI, an t-údarás inniúil arna ainmniú i gcomhréir le Airteagal 97 de Threoir 2009/65/CE;
for UCITS and UCITS management companies, the competent authority designated in accordance with Article 97 of Directive 2009/65/EC;
#1783253
I ngach Ballstát ina bhfuil sé i gceist ag GCUI aonaid a mhargú, áiritheoidh na Ballstáit go gcuirfidh an GCUI saoráidí ar fáil chun na cúraimí seo a leanas a dhéanamh:
Member States shall ensure that a UCITS makes available, in each Member State where it intends to market its units, facilities to perform the following tasks:
#1783269
I gcás athrú ar an bhfaisnéis sa litir fógra a tíolacadh i gcomhréir le mír 1, nó i gcás athrú ar an aicme scaireanna atá le margú, tabharfaidh an GCUI fógra i scríbhinn faoin athrú d'údaráis inniúla Bhallstát baile an GCUI agus Bhallstát óstach an GCUI mí amháin ar a laghad sula gcuirfear an t-athrú sin chun feidhme.
In the event of a change to the information in the notification letter submitted in accordance with paragraph 1, or a change regarding share classes to be marketed, the UCITS shall give written notice thereof to the competent authorities of both the UCITS home Member State and the UCITS host Member State at least one month before implementing that change.
#1783270
I gcás, de bhun athrú dá dtagraítear sa chéad fhomhír, nach gcomhlíonfadh an GCUI an Treoir seo a thuilleadh, cuirfidh údaráis inniúla Bhallstát baile an GCUI in iúl don GCUI, faoi cheann 15 lá oibre tar éis dóibh an fhaisnéis uile dá dtagraítear sa chéad fhomhír a fháil nach bhfuil an t-athrú sin le cur chun feidhme aige.
Where, pursuant to a change as referred to in the first subparagraph, the UCITS would no longer comply with this Directive, the competent authorities of the UCITS home Member State shall inform the UCITS within 15 working days of receipt of all the information referred to in the first subparagraph that it is not to implement that change.
#1783271
Sa chás sin, cuirfidh údaráis inniúla Bhallstát baile an GCUI fógra chuig údaráis inniúla Bhallstát óstach an GCUI dá réir sin.
In that case, the competent authorities of the UCITS home Member State shall notify the competent authorities of the UCITS host Member State accordingly.
#1783283
Déanfaidh údaráis inniúla Bhallstát baile an GCUI a fhíorú an bhfuil an fógra a chuir an GCUI isteach i gcomhréir le mír 2 comhlánaithe ina iomláine.
The competent authorities of the UCITS home Member State shall verify whether the notification submitted by the UCITS in accordance with paragraph 2 is complete.
#1783285
Tar éis tharchur an fhógra de bhun na chéad fhomhíre, cuirfidh údaráis inniúla Bhallstát baile an GCUI an tarchur sin in iúl go pras don GCUI.
Upon transmission of the notification pursuant to the first subparagraph, the competent authorities of the UCITS home Member State shall promptly notify the UCITS of that transmission.
#1783286
Déanfaidh an GCUI an fhaisnéis a éilítear faoi Airteagail 68 go 82 agus faoi Airteagal 94 a chur ar fáil d'infheisteoirí atá go fóill infheistithe sa GCUI mar aon le húdaráis inniúla Bhallstát baile an GCUI.
The UCITS shall provide investors who remain invested in the UCITS as well as the competent authorities of the UCITS home Member State with the information required under Articles 68 to 82 and under Article 94.
#1795155
Ba cheart a shonrú dá bhrí sin gurb é an comhlacht bainistíochta de chuid GCUI atá freagrach, agus dliteanach ó thaobh an dlí de, as tuairisciú thar ceann an GCUI sin maidir le conarthaí díorthach thar an gcuntar a dhéanfaidh an GCUI sin agus as cruinneas na mionsonraí arna dtuairisciú a áirithiú.
It should therefore be specified that the management company of an UCITS is responsible and legally liable for reporting on behalf of that UCITS with regard to OTC derivative contracts entered into by that UCITS, as well as for ensuring the correctness of the details reported.
#1796550
gnóthas le haghaidh comhinfheistíochta in urrúis inaistrithe (GCUI) atá faoi rialú ag Treoir 2009/65/CE;
an undertaking for collective investment in transferable securities (UCITS), governed by Directive 2009/65/EC;
#1799919
GCUI mar a shainmhínítear i dTreoir 2009/65/CE;
a UCITS as defined in Directive 2009/65/EC;
#1812347
D'fhéadfaí GCUI a bhainistiú go seachtrach nó go hinmheánach, ag brath ar a fhoirm dlí.
A UCITS might be externally or internally managed, depending on its legal form.
#2074571
Ba cheart measúnú a dhéanamh ar infheidhmeacht na gceanglas seo, agus aon cheanglais dhlíthiúil eile, sula ndéanfar margaíocht ar [GCUI/CIM/GCUI nó CIM] nó infheistíocht ann.
The applicability of these requirements, and any other legal requirements, should be assessed before marketing or investing in [a UCITS/an AIF/a UCITS or an AIF].
#2074706
[GCUI] le haghaidh GCUInna
[UCIT] for UCITS
#2763853
Institiúidí creidmheasa, gnólachtaí infheistíochta, institiúid airgeadais, bainisteoirí cistí infheistíochta malartacha, cuideachtaí bainistíochta GCUI — iomlán
Credit institutions, investment firms, financial institutions, alternative investment fund managers, UCITS management companies – total
#2763856
Institiúidí creidmheasa, gnólachtaí infheistíochta, institiúid airgeadais, bainisteoirí cistí infheistíochta malartacha, cuideachtaí bainistíochta GCUI — Leibhéal 1 neamhshrianta
Credit institutions, investment firms, financial institutions, alternative investment fund managers, UCITS management companies – Tier 1 unrestricted
#2763859
Institiúidí creidmheasa, gnólachtaí infheistíochta, institiúid airgeadais, bainisteoirí cistí infheistíochta malartacha, cuideachtaí bainistíochta GCUI — leibhéal 1 srianta
Credit institutions, investment firms, financial institutions, alternative investment fund managers, UCITS management companies – Tier 1 restricted
#2763861
Institiúidí creidmheasa, gnólachtaí infheistíochta, institiúid airgeadais, bainisteoirí cistí infheistíochta malartacha, cuideachtaí bainistíochta GCUI — Leibhéal 2
Credit institutions, investment firms, financial institutions, alternative investment fund managers, UCITS management companies – Tier 2
#2766211
Institiúidí creidmheasa, gnólachtaí infheistíochta, institiúid airgeadais, bainisteoirí cistí infheistíochta malartacha, cuideachtaí bainistíochta GCUI — iomlán
Credit institutions, investment firms, financial institutions, alternative investment fund managers, UCITS management companies - total
#2767956
Institiúidí creidmheasa, gnólachtaí infheistíochta, institiúid airgeadais, bainisteoirí cistí infheistíochta malartacha, cuideachtaí bainistíochta GCUI — iomlán
Credit institutions, investment firms, financial institutions, alternative investment fund managers, UCITS management companies – total
#2767959
Institiúidí creidmheasa, gnólachtaí infheistíochta, institiúid airgeadais, bainisteoirí cistí infheistíochta malartacha, cuideachtaí bainistíochta GCUI — Leibhéal 1 neamhshrianta
Credit institutions, investment firms, financial institutions, alternative investment fund managers, UCITS management companies – Tier 1 unrestricted
#2767961
Institiúidí creidmheasa, gnólachtaí infheistíochta, institiúid airgeadais, bainisteoirí cistí infheistíochta malartacha, cuideachtaí bainistíochta GCUI — leibhéal 1 srianta
Credit institutions, investment firms, financial institutions, alternative investment fund managers, UCITS management companies – Tier 1 restricted
#2767964
Institiúidí creidmheasa, gnólachtaí infheistíochta, institiúid airgeadais, bainisteoirí cistí infheistíochta malartacha, cuideachtaí bainistíochta GCUI — Leibhéal 2
Credit institutions, investment firms, financial institutions, alternative investment fund managers, UCITS management companies – Tier 2
#3112313
ainmneacha uile an GCUI lena mbaineann an fhaisnéis;
all the names of the UCITS to which the information relates;
#3187587
Agus an ceapachán sin á dhéanamh, ní mór don BCIM, do chuideachta bainistíochta GCUI nó do chuideachta infheistíochta GCUI a áirithiú go bhfuil an stiúrthóir sin neamhspleách ó thaobh cineáil agus breithiúnais de agus go bhfuil saineolas agus taithí leordhóthanach ag an stiúrthóir sin chun measúnú a dhéanamh i dtaobh an bhfuil na CIManna nó na GCUInna atá á mbainistiú ag an BCIM, ag an gcuideachta bainistíochta GCUI nó ag an gcuideachta infheistíochta ar mhaithe le leas na n-infheisteoirí.
In making that appointment, the AIFM, UCITS management company or investment company needs to ensure that that director is independent in character and in judgement and has sufficient expertise and experience to be able to assess whether the AIFM, UCITS management company or investment company is managing the AIFs or UCITS in the best interests of investors.
#3187718
Chun na rialacha tarmligin is infheidhme maidir le BCIManna agus maidir le GCUInna a ailíniú tuilleadh agus chun cur i bhfeidhm níos aonfhoirmí Threoracha 2011/61/AE agus 2009/65/CE a bhaint amach, ba cheart an chumhacht chun gníomhartha a ghlacadh i gcomhréir le hAirteagal 290 CFAE a tharmligean chuig an gCoimisiún i dtaca leis na coinníollacha a shonrú le haghaidh tarmligean ó chuideachta bainistíochta GCUI chuig tríú páirtí agus i dtaca leis na coinníollacha a shonrú faoinar féidir a mheas gur eintiteas bosca poist í cuideachta bainistíochta GCUI agus nach féidir a mheas a thuilleadh, dá bhrí sin, gur bainisteoir an GCUI í.
In order to further align the rules on delegation applicable to AIFMs and UCITS and to achieve a more uniform application of Directives 2011/61/EU and 2009/65/EC, the power to adopt acts in accordance with Article 290 TFEU should be delegated to the Commission in respect of specifying the conditions for delegation from a UCITS management company to a third party and the conditions under which a UCITS management company can be deemed to be a letter-box entity and therefore can no longer be considered to be the manager of the UCITS.
#3187745
Chun feabhas a chur ar chomhoibriú maoirseachta agus éifeachtacht maoirseachta, ba cheart d’údaráis inniúla Bhallstát óstach an GCUI a bheith in ann aghaidh a thabhairt ar iarraidh réasúnaithe chuig údarás inniúil Bhallstát baile an GCUI chun gníomhaíocht mhaoirseachta a dhéanamh i gcoinne an GCUI sin.
In order to improve supervisory cooperation and effectiveness, the competent authorities of the UCITS host Member State should be able to address a reasoned request to the competent authority of the UCITS home Member State to take supervisory action against that UCITS.
#3187848
GCUI.
a UCITS.
#3188138
I gcás ina mbainistíonn cuideachta bainistíochta GCUI nó ina bhfuil sé beartaithe aici GCUI a bhainistiú ar thionscnamh tríú páirtí, lena n-áirítear cásanna ina n-úsáideann an GCUI sin ainm tionscnóra tríú páirtí nó i gcás ina gceapann cuideachta bainistíochta tionscnóir tríú páirtí mar thoscaire de bhun Airteagal 13, déanfaidh an chuideachta bainistíochta, agus aon choinbhleachtaí leasa á gcur san áireamh, mínithe mionsonraithe agus fianaise mhionsonraithe ar a comhlíontacht le mír 1, pointe (d), den Airteagal seo a chur faoi bhráid údaráis inniúla a Ballstáit baile.
Where a management company manages or intends to manage a UCITS at the initiative of a third party, including cases where that UCITS uses the name of a third-party initiator or where a management company appoints a third-party initiator as a delegate pursuant to Article 13, the management company shall, taking account of any conflicts of interest, submit detailed explanations and evidence of its compliance with paragraph 1, point (d), of this Article to the competent authorities of its home Member State.
#3188145
Áireoidh an GCUI na huirlisí sin ina rialacha ciste nó sna hionstraimí corpraithe le haghaidh úsáid fhéideartha ar mhaithe le leas infheisteoirí an GCUI.
The UCITS shall include those tools in its fund rules or the instruments of incorporation for possible use in the interest of the UCITS’ investors.
#3188166
Déanfaidh cuideachta bainistíochta, i gcás gach GCUI atá á bhainistiú aici, na nithe seo a leanas a sholáthar d’údaráis inniúla Bhallstát baile an GCUI:
A management company shall, for each of the UCITS it manages, provide the following to the competent authorities of the UCITS home Member State:
#3188168
próifíl riosca reatha an GCUI, lena n-áirítear an riosca margaidh, riosca leachtachta, riosca contrapháirtí, rioscaí eile lena n-áirítear riosca oibriúcháin, agus méid iomlán na giarála arna húsáid ag an GCUI;
the current risk profile of the UCITS, including the market risk, liquidity risk, counterparty risk, other risks including operational risk, and the total amount of leverage employed by the UCITS;
#3188176
an liosta de na Ballstáit ina ndéanann cuideachta bainistíochta de chuid GCUI nó dáileoir atá ag gníomhú thar ceann na cuideachta bainistíochta sin aonaid an GCUI a mhargú go hiarbhír.
the list of Member States in which the units of the UCITS are actually marketed by its management company or by a distributor which is acting on behalf of that management company.
#3188204
Faisnéis réamhchonarthach a bheidh i bhfaisnéis bhunriachtanach don infheisteoir, lena n-áirítear ainm an GCUI.
Key investor information, including the name of the UCITS, shall constitute pre-contractual information.
#3188210
ar mhaithe le leas infheisteoirí, in imthosca eisceachtúla agus tar éis dul i gcomhairle leis an GCUI, féadfaidh údaráis inniúla Bhallstát baile an GCUI a cheangal ar GCUI an uirlis bainistithe leachtachta dá dtagraítear in Iarscríbhinn IIA, pointe 1, a ghníomhachtú nó a dhíghníomhachtú i gcás ina bhfuil rioscaí ann do chosaint infheisteoirí nó do chobhsaíocht airgeadais lena n-éilítear, ar dhearcadh réasúnta cothrom, gníomhachtú nó díghníomhachtú den sórt sin.
in the interest of investors, in exceptional circumstances and after consulting the UCITS, the competent authorities of the UCITS home Member State may require a UCITS to activate or deactivate the liquidity management tool referred to in Annex IIA, point 1, where there are risks to investor protection or financial stability that, on a reasonable and balanced view, necessitate such activation or deactivation.
#3188212
Tabharfaidh an GCUI, gan mhoill, fógra d’údaráis inniúla a Bhallstáit baile faoin méid seo a leanas:
The UCITS shall, without delay, notify the competent authorities of its home Member State of the following:
#3188221
Cuirfidh ESMA an tuairim sin in iúl d’údaráis inniúla Bhallstát óstach an GCUI.
ESMA shall communicate that opinion to the competent authorities of the UCITS host Member State.
#3249215
Go háirithe, leis an Rialachán leagtar amach litir fógra chaighdeánach agus fianú GCUI.
In particular, the Regulation sets out a standard notification letter and UCITS attestation.