lena leasaítear Treoir 2009/65/CE a mhéid a bhaineann leis an úsáid a bhaineann cuideachtaí bainistíochta gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (GCUInna) as doiciméid faisnéise bunriachtanaí
amending Directive 2009/65/EC as regards the use of key information documents by management companies of undertakings for collective investment in transferable securities (UCITS)
Leis na rialacha nua maidir le CMAnna déantar forbairt ar Threoir 2009/65/CE ó Pharlaimint na hEorpa agus ón gComhairle [4], arb í an treoir sin an creat dlí lena rialaítear bunú, bainistiú agus margú gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (GCUInna) san Aontas, agus déantar forbairt ar Threoir 2011/61/AE ó Pharlaimint na hEorpa agus ón gComhairle [5], arb í an Treoir sin an creat dlí lena rialaítear bunú, bainistiú agus margú cistí infheistíochta malartacha (CIManna) san Aontas.
The new rules on MMFs build upon Directive 2009/65/EC of the European Parliament and of the Council [4], which forms the legal framework governing the establishment, management and marketing of undertakings for collective investment in transferable securities (UCITS) in the Union, and also upon Directive 2011/61/EU of the European Parliament and of the Council [5], which forms the legal framework governing the establishment, management and marketing of alternative investment funds (AIFs) in the Union.
Dá bhrí sin, agus i gcomhréir le prionsabal na comhréireachta, níor cheart gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (GCUI) nó ciste malartach infheistíochta (CIM), arna bhunú chun fónamh do phlean nó do phleananna ceannaithe scaireanna d'fhostaithe, níor cheart an gnóthas sin a cháiliú mar chontrapháirtí airgeadais.
Therefore, and in accordance with the principle of proportionality, an undertaking for collective investment in transferable securities (UCITS) or an alternative investment fund (AIF) that is set up exclusively for the purpose of serving one or more employee share purchase plans, should not be qualified as a financial counterparty.
Le hAirteagal 78 de Threoir 2009/65/CE ó Pharlaimint na hEorpa agus ón gComhairle, cuirtear de cheangal ar chuideachtaí infheistíochta agus ar chuideachtaí bainistíochta doiciméad gearr a tharraingt suas ina bhfuil faisnéis bhunriachtanach maidir le sainghnéithe gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (GCUInna) a thairgtear d’infheisteoirí (“faisnéis bhunriachtanach don infheisteoir”), ionas gur féidir leis na hinfheisteoirí sin tuiscint réasúnta a bheith acu ar chineál agus rioscaí an GCUI atá á thairiscint dóibh agus, dá bharr sin, cinntí infheistíochta a dhéanamh ar bhonn eolasach dá réir sin.
Article 78 of Directive 2009/65/EC of the European Parliament and of the Council requires investment companies and management companies to draw up a short document containing key information about the essential characteristics of undertakings for collective investment in transferable securities (UCITS) offered to investors (‘key investor information’), so that those investors are reasonably able to understand the nature and the risks of the UCITS that is being offered to them and, consequently, to take investment decisions on an informed basis.
Rialachán (AE) 2021/2259 ó Pharlaimint na hEorpa agus ón gComhairle an 15 Nollaig 2021 lena leasaítear Rialachán (AE) Uimh. 1286/2014 a mhéid a bhaineann le síneadh a chur leis an socrú idirthréimhseach do chuideachtaí bainistíochta, do chuideachtaí infheistíochta agus do dhaoine a dhíolann aonaid gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (GCUInna) nó neamh-GCUInna nó a thugann comhairle ina dtaobh (féach leathanach 1 den Iris Oifigiúil seo).
Regulation (EU) 2021/2259 of the European Parliament of the Council of 15 December 2021 amending Regulation (EU) No 1286/2014 as regards the extension of the transitional arrangement for management companies, investment companies and persons on advising on, or selling, units of undertakings for collective investment in transferable securities (UCITS) and non-UCITS (See page 1 of this Official Journal).
lena leasaítear Rialachán (AE) Uimh. 1286/2014 a mhéid a bhaineann le síneadh a chur leis an socrú idirthréimhseach do chuideachtaí bainistíochta, do chuideachtaí infheistíochta agus do dhaoine a dhíolann aonaid gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (GCUInna) nó neamh-GCUInna nó a thugann comhairle ina dtaobh
amending Regulation (EU) No 1286/2014 as regards the extension of the transitional arrangement for management companies, investment companies and persons advising on, or selling, units of undertakings for collective investment in transferable securities (UCITS) and non-UCITS
Le hAirteagal 32(1) de Rialachán (AE) Uimh. 1286/2014, déantar cuideachtaí bainistíochta mar a shainmhínítear in Airteagal 2(1), pointe (b), de Threoir 2009/65/CE ó Pharlaimint na hEorpa agus ón gComhairle, cuideachtaí infheistíochta dá dtagraítear in Airteagal 27 den Treoir sin agus daoine a dhíolann aonaid gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (GCUInna) dá dtagraítear in Airteagal 1(2) den Treoir sin, nó a thugann comhairle ina dtaobh, a dhíolmhú ó na hoibleagáidí a leagtar síos sa Rialachán sin, agus, dá réir sin, ón gceanglas maidir le doiciméad faisnéise bunriachtanaí a tháirgeadh, go dtí an 31 Nollaig 2021 (“an socrú idirthréimhseach”).
Article 32(1) of Regulation (EU) No 1286/2014 exempts management companies as defined in Article 2(1), point (b), of Directive 2009/65/EC of the European Parliament and of the Council, investment companies as referred to in Article 27 of that Directive and persons advising on, or selling, units of undertakings for collective investment in transferable securities (UCITS) as referred to in Article 1(2) of that Directive from the obligations laid down in that Regulation, and thus from the requirement to produce a KID, until 31 December 2021 (‘the transitional arrangement’).
Rialachán (AE) 2021/2259 ó Pharlaimint na hEorpa agus ón gComhairle an 15 Nollaig 2021 lena leasaítear Rialachán (AE) Uimh. 1286/2014 a mhéid a bhaineann le síneadh a chur leis an socrú idirthréimhseach do chuideachtaí bainistíochta, do chuideachtaí infheistíochta agus do dhaoine a dhíolann aonaid gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (GCUInna) nó neamh-GCUInna nó a thugann comhairle ina dtaobh (IO L 455, 20.12.2021, lch. 1).
Regulation (EU) 2021/2259 of the European Parliament and of the Council of 15 December 2021 amending Regulation (EU) No 1286/2014 as regards the extension of the transitional arrangement for management companies, investment companies and persons advising on, or selling, units of undertakings for collective investment in transferable securities (UCITS) and non-UCITS (OJ L 455, 20.12.2021, p. 1).
Rialachán (AE) 2021/2259 ó Pharlaimint na hEorpa agus ón gComhairle an 15 Nollaig 2021 lena leasaítear Rialachán (AE) Uimh. 1286/2014 a mhéid a bhaineann le síneadh a chur leis an socrú idirthréimhseach do chuideachtaí bainistíochta, do chuideachtaí infheistíochta agus do dhaoine a dhíolann aonaid gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (GCUInna) nó neamh-GCUInna nó a thugann comhairle ina dtaobh, tá sé le hionchorprú i gComhaontú LEE.
Regulation (EU) 2021/2259 of the European Parliament and of the Council of 15 December 2021 amending Regulation (EU) No 1286/2014 as regards the extension of the transitional arrangement for management companies, investment companies and persons advising on, or selling, units of undertakings for collective investment in transferable securities (UCITS) and non-UCITS is to be incorporated into the EEA Agreement.
Treoir (AE) 2021/2261 ó Pharlaimint na hEorpa agus ón gComhairle an 15 Nollaig 2021 lena leasaítear Treoir 2009/65/CE a mhéid a bhaineann leis an úsáid a bhaineann cuideachtaí bainistíochta gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (GCUInna) as doiciméid faisnéise bunriachtanaí, tá sé le hionchorprú i gComhaontú LEE.
Directive (EU) 2021/2261 of the European Parliament and of the Council of 15 December 2021 amending Directive 2009/65/EC as regards the use of key information documents by management companies of undertakings for collective investment in transferable securities (UCITS) is to be incorporated into the EEA Agreement.
Treoir (AE) 2021/2261 ó Pharlaimint na hEorpa agus ón gComhairle an 15 Nollaig 2021 lena leasaítear Treoir 2009/65/CE a mhéid a bhaineann leis an úsáid a bhaineann cuideachtaí bainistíochta gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (GCUInna) as doiciméid faisnéise bunriachtanaí (IO L 455, 20.12.2021, lch. 15).
Directive (EU) 2021/2261 of the European Parliament and of the Council of 15 December 2021 amending Directive 2009/65/EC as regards the use of key information documents by management companies of undertakings for collective investment in transferable securities (UCITS) (OJ L 455, 20.12.2021, p. 15).
Rialachán Tarmligthe (AE) 2024/911 ón gCoimisiun an 15 Nollaig 2023 lena bhforlíontar Treoir 2009/65/CE ó Pharlaimint na hEorpa agus ón gComhairle a mhéid a bhaineann le caighdeáin theicniúla rialála lena sonraítear an fhaisnéis atá le fógairt i ndáil le gníomhaíochtaí trasteorann cuideachtaí bainistíochta agus gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (GCUI)
Commission Delegated Regulation (EU) 2024/911 of 15 December 2023 supplementing Directive 2009/65/EC of the European Parliament and of the Council with regard to regulatory technical standards specifying the information to be notified in relation to the cross-border activities of management companies and undertakings for collective investment in transferable securities (UCITS) (OJ L, 2024/911, 25.3.2024, ELI: http://data.europa.eu/eli/reg_del/2024/911/oj).
lena bhforlíontar Treoir 2009/65/CE ó Pharlaimint na hEorpa agus ón gComhairle a mhéid a bhaineann le caighdeáin theicniúla rialála lena sonraítear an fhaisnéis atá le fógairt i ndáil le gníomhaíochtaí trasteorann cuideachtaí bainistíochta agus gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (GCUI)
supplementing Directive 2009/65/EC of the European Parliament and of the Council with regard to regulatory technical standards specifying the information to be notified in relation to the cross-border activities of management companies and undertakings for collective investment in transferable securities (UCITS)
Dá bhrí sin, is iomchuí a shonrú cén fhaisnéis atá le fógairt ag gnóthais le haghaidh comhinfheistíocht in urrúis inaistrithe agus ag cuideachtaí bainistíochta gnóthas le haghaidh comhinfheistíocht in urrúis inaistrithe (‘cuideachtaí bainistíochta’) maidir le gach cineál fógra.
It is therefore appropriate to specify the information to be notified by undertakings for collective investment in transferable securities and by management companies of undertakings for collective investment in transferable securities (‘management companies’) for each type of notification.