Gaois

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  1. FINANCE|free movement of capital|financial market · FINANCE|financing and investment|investment

    #656320

    IATE #3569868
    idirbheart tarscaoilte Reference "Faofa ag an gCoiste Téarmaíochta, www.tearma.ie ;Faomhadh an téarma seo mar chuid de Thionscadal Lex"
    ga
    Give-up-Geschäft | Give-in-Geschäft
    de
    Definition Geschäft handelt, bei dem eine Wertpapierfirma einen Kunden an eine andere Wertpapierfirma weiterleitet oder von einer anderen Wertpapierfirma zu Zwecken der Nachhandelsverarbeitung übernimmt Reference "Delegierte Verordnung zur Ergänzung der Verordnung (EU) Nr. 600/2014 des Europäischen Parlaments und des Rates über Märkte für Finanzinstrumente durch technische Regulierungsstandards zu den Transparenzanforderungen für Handelsplätze und Wertpapierfirmen in Bezug auf Anleihen, strukturierte Finanzprodukte, Emissionszertifikate und Derivate C(2016) final https://ec.europa.eu/transparency/regdoc/rep/3/2016/DE/3-2016-4301-DE-F1-1.PDF (25.8.2016)"
    give-up transaction | give-up transaction or give-in transaction | give-up / give in transaction | give-in transaction | give up
    en
    Definition transaction where an investment firm passes a client trade to, or receives a client trade from another third-party investment firm Reference "COM-EN, based on:- CESR Technical advice to the European commission in the context of the miFID review, Committee of European Securities Regulators (CESR), 2010, p. 9, https://www.esma.europa.eu/sites/default/files/library/2015/11/compiled_version_technical_advice_and_additional_information_mifid_review_2.pdf [11.11.2016]- 'give up', Investorguide.com > glossary > forex > give up, http://www.investorguide.com/definition/give-up.html [11.11.2016]"
    Comment "Where the executing broker places a trade on behalf of a second broker, as if the second broker actually executed the trade, the record books show information for the client's broker, not the executing broker. Thus, the broker of the client and the broker on the other side of the trade receive the commission, while the executing trader gets nothing. COM-EN, based on, Give up, Investopedia, http://www.investopedia.com/terms/g/giveup.asp#ixzz4PgiXYulj [11.11.2016]"
    transaction de cession
    fr
    Definition transaction dans laquelle une entreprise d'investissement transmet la transaction d'un client vers une autre entreprise d'investissement, ou reçoit la transaction d'un client d'une autre entreprise d'investissement, à des fins de traitement post-négociation Reference "Règlement délégué de la Commission complétant le règlement (UE) nº 600/2014 du Parlement européen et du Conseil concernant les marchés d'instruments financiers par des normes techniques de réglementation relatives aux obligations de transparence applicables aux plates-formes de négociation et aux entreprises d'investissement pour les obligations, produits financiers structurés, quotas d'émission et instruments dérivés, C(2016)4301 final, https://ec.europa.eu/transparency/regdoc/rep/3/2016/FR/3-2016-4301-FR-F1-1.PDF [21.2.2017]"