Gaois

Cóip statach de shonraí a easpórtáiltear ó IATE ó am go chéile atá sa chnuasach seo. Níor cheart glacadh leis gurb ionann i gcónaí an t-eolas a thugtar faoi iontráil anseo agus a bhfuil sa leagan reatha den iontráil ar IATE. Is féidir an leagan reatha sin a cheadú ach cliceáil ar an nasc atá ar thaobh na láimhe deise ag barr gach iontrála. Breis eolais »

2 thoradh

  1. FINANCE|free movement of capital|financial market

    #655726

    IATE #3568811
    ausführender Makler
    de
    executing broker
    en
    Sainmhíniú broker or dealer that finalizes and processes an order on behalf of a client Tagairt "Investopedia > Executing Broker, http://www.investopedia.com/terms/e/executingbroker.asp [11.10.2016]"
    Nóta The orders sent to executing brokers are assessed for appropriateness, and if the order is deemed practical, the executing broker will then carry out the order. If the order is rejected, the customer is notified and the stock is not traded.
    courtier exécutant
    fr
  2. TRADE|trade|trading operation · FINANCE|free movement of capital|financial market

    #655727

    IATE #3568812
    nicht ausführender Makler
    de
    non-executing broker | non-executive broker
    en
    Sainmhíniú investment firm that handles orders from members or participants and routes them to the trading venue’s order book Tagairt "Consultation Paper: Guidelines on transaction reporting, reference data, order record keeping & clock synchronisation. ESMA (European Securities and Markets Authority), https://www.esma.europa.eu/sites/default/files/library/2015-1909_guidelines_on_transaction_reporting_reference_data_order_record_keeping_and_clock_synchronisation.pdf [11.10.2016]"
    Nóta Such orders are considered in effect as being introduced in the trading venue’s order book by the member or participant and, thus, trading capacity of the order is referred to that of the member or participant. The trading venue usually requires that, if a member or participant wishes to use a non-executing broker to send its orders to the trading venue, a designation agreement has to be signed by the member or participant and sent to the trading venue. Additionally, the trading venue may hold a public registry where non-executing brokers are recorded.
    courtier non exécutant
    fr