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Ar chlárú dó le SEC, déantar Eagraíocht Féin-Rialála (EFR) de MUN.
Upon registration with the SEC, a NSE becomes a Self-Regulatory Organisation (‘SRO’).
Ar chlárú dó le SEC, déantar Eagraíocht Féin-Rialála (EFR) de MUN.
Upon registration with the SEC, a NSE becomes a Self-Regulatory Organisation (‘SRO’).
Mun Cho’ng- Ch’o’l
Mun Cho’ng-Ch’o’l
Is oifigeach de chuid Tanchon Commercial Bank (TCB) é Mun Cho‘ng-Ch’o’l.
Mun Cho’ng-Ch’o’l is a Tanchon Commercial Bank (TCB) official.
Rinne Kang Mun Kil gníomhaíochtaí soláthair núicléach mar ionadaí ar Namchongang, ar a dtugtar Namhung freisin.
Kang Mun Kil has conducted nuclear procurement activities as a representative of Namchongang, also known as Namhung.
Mun Cho’ng- Ch’o’l
Mun Cho’ng-Ch’o’l
Is oifigeach de chuid Tanchon Commercial Bank (TCB) é Mun Cho‘ng-Ch’o’l.
Mun Cho’ng-Ch’o’l is a Tanchon Commercial Bank (TCB) official.
Rinne Kang Mun Kil gníomhaíochtaí soláthair núicléach mar ionadaí ar Namchongang, ar a dtugtar Namhung freisin.
Kang Mun Kil has conducted nuclear procurement activities as a representative of Namchongang, also known as Namhung.
Is oifigeach de chuid Bhanc Tráchtála Tanchon é Mun Cho‘ng-Ch’o’l.
Mun Cho’ng-Ch’o’l is a Tanchon Commercial Bank (TCB) official.
Rinne Kang Mun Kil gníomhaíochtaí soláthair núicléach mar ionadaí ar Namchongang, ar a dtugtar Namhung freisin.
Kang Mun Kil has conducted nuclear procurement activities as a representative of Namchongang, also known as Namhung.
Is oifigeach de chuid Bhanc Tráchtála Tanchon é Mun Cho‘ng-Ch’o’l.
Mun Cho’ng-Ch’o’l is a Tanchon Commercial Bank (TCB) official.
Rinne Kang Mun Kil gníomhaíochtaí soláthair núicléach mar ionadaí ar Namchongang, ar a dtugtar Namhung freisin.
Kang Mun Kil has conducted nuclear procurement activities as a representative of Namchongang, also known as Namhung.
De réir Roinn 19(a)(1) den Acht Malartán, ní mór do mhalartán a bheith cláraithe le SEC mar MUN sular féidir leis tosú i mbun oibríochtaí.
According to Section 19(a)(1) of the Exchange Act, an exchange must be registered with the SEC as a NSE before it may begin operations.
Ní ceadmhach do MUN urrúis a chlárú arb iad is bun le roghanna liostaithe ar ina leith nach bhfuil faisnéis faoi na hurrúis agus faoin eisitheoir ar fáil go poiblí.
A NSE cannot register securities that underlie listed options for which information about the securities and the issuer is not publicly available.
Áirithítear trádáil ordúil urrús ar MUN trí chumhachtaí SEC chun trádáil a fhionraí agus orduithe éigeandála a eisiúint in imthosca áirithe agus chun leas infheisteoirí agus leas an phobail a chosaint.
Orderly trading of securities on a NSE is ensured by the SEC’s powers to suspend trading and issue emergency orders under certain circumstances and to protect public interest and investors.
Tá sé de dhualgas ar MUN aghaidh a thabhairt ar sháruithe féideartha ar bith a dhéanann a chomhaltaí ar rialacha an mhargaidh nó ar dhlíthe feidearálacha urrús agus tuairisc a thabhairt do SEC maidir le sáruithe féideartha den sórt sin.
It is also incumbent on a NSE to address any potential violations of the market’s rules or the federal securities laws by its members and report such potential violations to the SEC.
Mar chuid dá dhualgas chun comhlíonadh a fhorfheidhmiú ar thaobh a gcomhaltaí, tá gach MUN freagrach as sáruithe ar bith ar an Acht Malartán, agus ar na rialacha agus rialacháin a ghlactar faoi, a imscrúdú agus a smachtú.
As part of its duty to enforce compliance by its members, each NSE is responsible for investigating and disciplining any breaches of the Exchange Act and of the rules and regulations adopted thereunder.