#583551
ciallaíonn "malartán aitheanta" malartán a chomhlíonann na coinníollacha seo a leanas go léir:
"recognised exchange" means an exchange which meets all of the following conditions:
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#589529
urrúis chothromais de chuid eintiteas neamhairgeadais atá liostaithe ar mhórinnéacs i malartán aitheanta;
equity securities of non-financial entities listed on a major index in a recognised exchange;
#583564
teideal ar urrúis nó ar thráchtearraí nuair is malartán aitheanta a shealbhaíonn cearta na n-urrúis nó na dtráchtearraí a eisíonn an ráthaíocht sin, agus nuair nach dtugann an comhaontú cead don institiúid urrús nó tráchtearra ar leith a aistriú chuig níos mó ná contrapháirtí amháin san am céanna, faoi réir tiomantais iad a athcheannach;
title to securities or commodities where that guarantee is issued by a recognised exchange which holds the rights to the securities or commodities and the agreement does not allow an institution to transfer or pledge a particular security or commodity to more than one counterparty at one time, subject to a commitment to repurchase them;
#584633
gnólachtaí infheistíochta a dhéileálann ar a gcuntas féin amháin ar mhaithe le hordú cliaint a chomhlíonadh nó a chur i bhfeidhm nó ar mhaithe le dul isteach i gcóras socraíochta agus imréitigh nó i malartán aitheanta nuair a bheidh siad ag gníomhú i gcáil gníomhaireachta nó ag cur ordú cliaint i bhfeidhm;
investment firms that deal on own account only for the purpose of fulfilling or executing a client order or for the purpose of gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order;
#2248404
Dá bhrí sin, na ceanglais atá ceangailteach ó thaobh dlí agus is infheidhme maidir le MUNanna, ar ceanglais iad a leagtar amach sa chreat dlíthiúil le haghaidh oibriú MUNanna, soláthraíonn siad torthaí atá coibhéiseach leis na ceanglais a leagtar amach i dTeideal III de Threoir 2014/65/AE sna réimse seo a leanas: próiseas údarúcháin, ceanglais shainmhínitheacha, rochtain ar an malartán aitheanta, ceanglais oibríochtúla, ionstraimí airgeadais a ligean isteach lena dtrádáil, ionstraimí a fhionraí agus iad a bhaint den trádáil, faireachán ar chomhlíonadh agus rochtain ar shocruithe imréitigh agus réitigh.
The legally binding requirements applicable to NSEs authorised in the USA which are set out in the legal framework for the operation of NSEs therefore deliver results that are in substance equivalent to the requirements laid down in Title III of Directive 2014/65/EU in the following areas: authorisation process, definitional requirements, access to the recognised exchange, organisational requirements, admission of financial instruments to trading, suspension and removal of instruments from trading, monitoring of compliance and access to clearing and settlement arrangements.
#694419
ciallaíonn “idirbheart athcheannaigh” idirbheart a rialaítear le comhaontú trína aistríonn contrapháirtí urrúis, tráchtearraí nó cearta faoi ráthaíocht a bhaineann le teideal ar urrúis nó ar thráchtearraí i gcás ina n-eisíonn malartán aitheanta, a shealbhaíonn na cearta do na hurrúis nó do na tráchtearraí, an ráthaíocht sin, agus nuair nach dtugtar cead leis an gcomhaontú do chontrapháirtí urrús ná tráchtearra ar leith a aistriú nó a gheallúint chuig níos mó ná contrapháirtí amháin i gcomhthráth, faoi réir gealltanas iad a athcheannach, nó urrúis nó tráchtearraí ionadacha den tuairisc chéanna a athcheannach ar phraghas sainithe ar dháta amach anseo atá sainithe, nó atá le sainiú, ag an aistreoir, agus ar comhaontú é atá ina chomhaontú athcheannaigh don chontrapháirtí a bhfuil na hurrúis nó na tráchtearraí á ndíol aige agus atá ina chomhaontú athcheannaigh droim ar ais é don chontrapháirtí atá á gceannach;
‘repurchase transaction’ means a transaction governed by an agreement by which a counterparty transfers securities, commodities, or guaranteed rights relating to title to securities or commodities where that guarantee is issued by a recognised exchange which holds the rights to the securities or commodities and the agreement does not allow a counterparty to transfer or pledge a particular security or commodity to more than one counterparty at a time, subject to a commitment to repurchase them, or substituted securities or commodities of the same description at a specified price on a future date specified, or to be specified, by the transferor, being a repurchase agreement for the counterparty selling the securities or commodities and a reverse repurchase agreement for the counterparty buying them;