#501360
(arna thíolacadh ag an gCoimisiún) SEC(2008) 2121 SEC(2008) 2122
SEC(2008) 2121 SEC(2008) 2122 (presented by the Commission)
Scag na torthaí
Bailiúcháin
348 toradh in 55 doiciméad
#644718
(arna thíolacadh ag an gCoimisiún) SEC(2008) 2121 SEC(2008) 2122
SEC(2008) 2121 SEC(2008) 2122 (presented by the Commission)
#2534536
Suíomhanna urrúsúcháin, a thuairiscítear i dteimpléid CR SEC agus/nó Sonraí CR SEC;
Securitisation positions, which are reported in the CR SEC and/or CR SEC Details templates;
#1902629
Ar an mbonn sin, agus faoi réir mheasúnú agus chinneadh SEC go bhfuil an díolúine i gcomhréir leis an Acht um Malartú, féadfaidh SEC diolúine a dheonú do CPL lasmuigh de na Stáit Aontaithe chun a sheachaint go gcuirfí ceanglas de chuid SEC i bhfeidhm atá neamhriachtanach, atá dúblálach, nó nach bhfuil comhsheasmhach leis na ceanglais a leagtar síos i rialacha agus rialacháin is infheidhme maidir leis an CPL ina dhlínse bhaile – an bealach a bhféadfaidh SEC an diolúine sin a dheonú, tá sé inchomparáide leis an gcóras coibhéiseach maidir le haitheantas a thabhairt do CPLanna tríú tír a leagtar síos i Rialachán (AE) Uimh. 648/2012.
On that basis, and subject to the SEC’s assessment and determination that the exemption is consistent with the Exchange Act, the SEC may grant a CCP established outside the USA an exemption to avoid the application of an SEC requirement that is unnecessary, duplicative, or inconsistent relative to the requirements laid down in rules and regulations applicable to the CCP in its home jurisdiction in a way comparable to the equivalent system for the recognition of third-country CCPs laid down in Regulation (EU) No 648/2012.
#1902660
Na ceanglais atá ceangailteach ó thaobh dlí agus a bhfuil feidhm acu i SAM maidir le CPLanna a dhéanann SEC a mhaoirsiú, leagtar amach iad sna rialacha is infheidhme maidir le “gníomhaireachtaí imréitigh’ atá sa Securities Exchange Act of 1934 (Acht 1934 um Mhalartú Urrús, “an tAcht um Mhalartú”), sa Dodd-Frank Wall Street Reform and Consumer Protection Act (Acht Dodd-Frank um Wall Street a Athchóiriú agus Cosaint Tomhaltóirí, “Acht Dodd-Frank”) agus sna rialacháin a ghlac SEC faoi na hachtanna sin. Thairis sin, na rialacha, na beartais agus na nósanna imeachta maidir le CPLanna a chláraigh SEC, tá siad ceangailteach ar an CCP ó thaobh dlí. An 1 Deireadh Fómhair 2020, d'eisigh SEC Tuarascáil Foirne ina ndéantar cur síos ar na rialacha is infheidhme agus an fheidhm atá acu maidir le CPLanna a ndéanann SEC maoirseacht orthu.
The legally binding requirements applicable in the USA to CCPs supervised by the SEC are set out in the rules applicable to ‘clearing agencies’ contained in the Securities Exchange Act of 1934 (‘the Exchange Act’), the Dodd-Frank Wall Street Reform and Consumer Protection Act (‘the Dodd-Frank Act’) and the regulations adopted by the SEC thereunder. Moreover, the rules, policies and procedures of CCPs that have been registered by the SEC are legally binding upon the CCP. On 1 October 2020, the SEC issued a Staff Report describing the applicable rules and how they apply to CCPs supervised by the SEC.
#327447
[6] SEC(2011) 399 leagan deireanach.
[6] SEC(2011) 399 final.
#512460
SEC(2010) 859 an 6 Iúil 2010.
SEC(2010) 859 of 6 July 2010.
#512530
SEC(2011) 343 leagan deireanach
SEC(2011) 343 final
#513049
SEC (2010) 859
SEC (2010)859
#515049
An Coimisiún Eorpach, SEC(2011) 1141.
European Commission, SEC(2011) 1141.
#515089
An Coimisiún Eorpach, SEC(2011) 1179.
European Commission, SEC(2011) 1179.
#522390
[5] An Coimisiún Eorpach, SEC(2011) 1141.
[5] European Commission, SEC(2011) 1141.
#522432
[33] An Coimisiún Eorpach, SEC(2011) 1179.
[33] European Commission, SEC(2011) 1179.
#522630
SEC(2011) 1610 leagan deireanach an 19 Nollaig 2011.
SEC(2011) 1610 final of 19 December 2011.
#1676654
Ba cheart ansin teacht a bheith ar Chur Chuige Caighdeánaithe Urrúsaithe (“SEC-SA”) ag institiúidí nach bhféadfaidh úsáid a bhaint as SEC-IRBA i ndáil lena suíomhanna in urrúsú áirithe.
A Securitisation Standardised Approach (SEC-SA) should then be available to institutions that are not able to use the SEC-IRBA in relation to their positions in a given securitisation.
#1676659
I gcás urrúsuithe neamh-STC, ba cheart úsáid SEC-SA tar éis SEC-IRBA a shrianadh a thuilleadh.
For non-STS securitisations, the use of the SEC-SA after the SEC-IRBA should be further restricted.
#1676899
SEC-SA a chur i bhfeidhm i gcomhréir le mír 8 agus Foroinn 3; nó
applying the SEC-SA in accordance with paragraph 8 and Subsection 3; or
#1676900
ualú priacail an tsuímh urrúsúcháin bunaidh faoi SEC-ERBA.
the risk weight of the original securitisation position under the SEC-ERBA.
#1676947
i gcás nach bhféadtar SEC-ERBA a úsáid, úsáidfidh institiúid an (SEC-SA) i gcomhréir le hAirteagal 261 agus le hAirteagal 262;
where the SEC-IRBA may not be used, an institution shall use the SEC-SA in accordance with Articles 261 and 262;
#1677016
Coinníollacha maidir leis an gCur Chuige Bunaithe ar Rátálacha Inmheánach (SEC-IRBA) a úsáid
Conditions for the use of the Internal Ratings Based Approach (SEC-IRBA)
#1677028
Méideanna risíochta atá ualaithe ó thaobh priacail a ríomh faoi SEC-IRBA
Calculation of risk-weighted exposure amounts under the SEC-IRBA
#1677073
Urrúsuithe STC a láimhseáil faoi SEC-IRBA
Treatment of STS securitisations under the SEC-IRBA
#1677077
Méideanna risíochta atá ualaithe ó thaobh priacail a ríomh faoin gCur Chuige Caighdeánaithe (SEC-SA)
Calculation of risk-weighted exposure amounts under the Standardised Approach (SEC-SA)
#1677097
Urrúsuithe STC a láimhseáil faoi SEC-SA
Treatment of STS securitisations under the SEC-SA
#1677128
Urrúsuithe STC a láimhseáil faoi SEC-ERBA
Treatment of STS securitisations under the SEC-ERBA
#1677192
Féadfaidh institiúid tionscnóra, institiúid is urraitheoir nó institiúid eile a úsáideann SEC-IRBA, nó institiúid tionscnóra nó institiúid is urraitheoir a úsáideann SEC-SA nó SEC-ERBA, féadfaidh sí ceanglas caipitil uasta a chur i bhfeidhm le haghaidh an tsuímh urrúsúcháin atá ina seilbh atá cothrom leis na ceanglais chaipitil a bheadh le ríomh faoi Chaibidil 2 nó faoi Chaibidil 3 i ndáil leis na risíochtaí forluiteacha amhail is nach ndearnadh iad a urrúsú.
An originator institution, a sponsor institution or other institution using the SEC-IRBA or an originator institution or sponsor institution using the SEC-SA or the SEC-ERBA may apply a maximum capital requirement for the securitisation position it holds equal to the capital requirements that would be calculated under Chapter 2 or 3 in respect of the underlying exposures had they not been securitised.
#1847106
COM(2011) 430 final agus SEC(2011) 912 final.
COM(2011) 430 final and SEC(2011) 912 final.
#1847123
COM(2011) 430 final agus SEC(2011) 912 final.
COM(2011) 430 final and SEC(2011) 912.
#1861333
SEC(2019) 275 final - SWD(2019) 330 final - SWD(2019) 331 final
SEC(2019) 275 final - SWD(2019) 330 final - SWD(2019) 331 final ANNEX
#1902565
Féadfaidh SEC gníomhaireachtaí imréitigh a ainmniú mar ghníomhaireachtaí imréitigh a bhfuil próifíl riosca níos casta acu.
The SEC may designate clearing agencies as clearing agencies with a more complex risk profile.
#1902574
Tar éis do SEC iad a chlárú, na rialacha, na beartais agus na nósanna imeachta a fhormheasann SEC, beidh siad ceangailteach ó thaobh dlí ar an CPL.
Once registered by the SEC, the rules, policies and procedures approved by the SEC become legally binding on the CCP.
#1902576
Fíoróidh SEC go bhfuil an t-athrú rialach atá beartaithe comhsheasmhach leis na caighdeáin a leagtar síos san Acht um Malartú agus i rialacháin SEC.
The SEC will verify that the proposed rule change is consistent with the standards laid down in the Exchange Act and in the SEC’s regulations.
#1902611
Déanann SEC faireachán leanúnach ar CPLanna atá faoina mhaoirseacht.
The SEC conducts ongoing monitoring of CCPs’ under its supervision.
#1902621
Mar sin féin, leis an Acht um Malartú deonaítear údarás díolmhaithe forleathan do SEC.
The Exchange Act, however, grants the SEC broad exemptive authority.
#1902625
Tá ráiteas agus treoir bheartais eisithe ag SEC atá dírithe chuig CPLanna atá údaraithe san Aontas.
The SEC has issued a policy statement and guidance addressed to CCPs authorised in the Union.
#2025450
Ina n-áirítear Cur Chuige na Rátálacha Inmheánacha i leith an Urrsúsaithe (cur chuige SEC-IRBA)
Of which SEC-IRBA approach
#2025451
Ina n-áirítear SEC-ERBA (lena n-áirítear IAA)
Of which SEC-ERBA (including IAA)
#2025452
Ina n-áirítear cur chuige SEC-SA
Of which SEC-SA approach
#2025582
Urrúsú – ina n-áirítear SEC-ERBA (lena n-áirítear IAA)
Securitisation - Of which SEC-ERBA (including IAA)
#2025584
Urrúsú - ina n-áirítear cur chuige SEC-SA
Securitisation - Of which SEC-SA approach
#2040667
Daoine faoi bhun 25 bliana d’aois tar éis an ranga coiscthe SEC.
Young persons below 25 years following the SEC prevention class.
#2040668
An líon daoine óga cláraithe chun an scrúdú SEC a dhéanamh arís.
Number of youths registered to re-take the SEC exam.
#2040669
An líon daoine óga a bhfuil scrúdú SEC á dhéanamh arís acu.
Number of youths re-taking the SEC exam.
#2248376
Ní mór do SEC clárú a dhiúltú i gcás nach bhfuil na ceanglais sin á gcomhlíonadh.
The SEC must deny a registration if those requirements are not satisfied.
#2248390
Tá OCC cláraithe le SEC mar chorparáid imréitigh agus eagraíocht féinrialála.
The OCC is registered with the SEC as a clearing corporation and self-regulatory organisation.
#2248392
Bíonn rialacha faoi réir fhormhaoirseacht SEC de bhun Roinn 19 den Acht Malartán agus Riail SEC 19b-4.
OCC’s rules are subject to the SEC’s oversight pursuant to Section 19 of the Exchange Act and SEC Rule 19b-4.
#2248398
Ar chlárú dó le SEC, déantar Eagraíocht Féin-Rialála (EFR) de MUN.
Upon registration with the SEC, a NSE becomes a Self-Regulatory Organisation (‘SRO’).
#2248403
Ceanglaítear orthu freisin SEC a chur ar an eolas faoi sháruithe suntasacha.
They are also required to inform the SEC of significant infringements.
#2248416
Tá rialacha EFR faoi réir athbhreithniú SEC freisin.
The SRO rules are also subject to SEC review.
#2248420
Ceanglaítear ar MUNanna SEC a chur ar an eolas faoi athruithe ar bith ar na rialacha.
NSEs are required to inform the SEC of any rule changes.